Root element of FundsXML 4.1.1 Meta data of xml document (like unique id, date, data supplier, language, ...) List of funds, umbrellas, sicavs, portfolios ... All single fund, umbrella, sicav, portfolio related data Dynamic data of asset management companies Master data of securities, derivatives and all other portfolio assets List of documents related to Fund / Subfunds / Share Classes (with link and/or content along with document attributes like type, format, language, ...) Direct and indirect regulatory reporting Country specific data on top level (as defined in 'FundsXML4_CountrySpecificData_xx.xsd') Top level data for Austria Top level data for Germany Top level data for Denmark Top level data for France Top level data for Luxembourg Top level data for the Netherlands Fund related data for Austria Fund related data for Germany Fund related data for Denmark Fund related data for France Fund related data for Luxembourg Fund related data for the Netherlands Shareclass related data for Austria Shareclass related data for Germany Shareclass related data for Denmark Shareclass related data for France Shareclass related data for Luxembourg Shareclass related data for the Netherlands Shareclass related data for Austria Shareclass related data for Germany Shareclass related data for Denmark Shareclass related data for France Shareclass related data for Luxembourg Shareclass related data for the Netherlands ISO Country Code with two characters UCITS, AIF, SICAV, ... Free text legal structure Inception date of fund First day of fiscal year (day/month) Las day of fiscal year (day/month) Defines whether shares can be bought or not: OPEN or CLOSED HARD ... Nobody can buy new shares SOFT ... Only existing investors can buy new shares Maturity date (planned end date) of fund Date when fund has been closed (due to low volume, merger, ...) Client Exit, Low Volume, Merger or Other Inception date of fund Maturity date (planned end date) of fund Date when fund has been closed (due to low volume, merger, ...) Client Exit, Low Volume, Merger or Other ACTIVE or PASSIVE Defines whether prices are published or not Defines whether shares can be bought or not: OPEN or CLOSED HARD ... Nobody can buy new shares SOFT ... Only existing investors can buy new shares PUBLIC, RETAIL, RETAIL-HNW, SPECIAL Recommended holding period in years ACTIVE or PASSIVE Defines whether prices are published or not PUBLIC, RETAIL, RETAIL-HNW, SPECIAL Recommended holding period in years Total NAV (volume) of fund All portfolio related data (not to be used for umbrella structures) Share class identifiers Names of share class Share class currency Type of share class (A,B,I,...) along with description of the type Inception of share class Date when fund has been closed (due to low volume, merger, ...) Client Exit, Low Volume, Merger or Other Defines whether price is published Price related data Total NAV (volume) of share class Dividend related data Details of fees payed or received by fund Subscriptions and redemptions (single transactions data and/or aggregated data) Performance values, total return values, ratings Portfolio related data (of this share class only) Portfolio data including total net asset values, positions, transactions, breakdowns, ... Investors of these countries cannot buy this share class High watermark details Retail only share class according to UK definition List of investors Breakdown by investor types Generic structure for custom specific data which cannot be stored somewhere else Operational code: Create(C), Modify(M) or Delete(D) Date of the calculated price per share if you don't know if it's the valuation price or calculation price Date when the price per share is calculated Valuation date of the price per share. Indicates which valuation date for price calculation is used. Currencyof the calculated price. (use the 3 characters ISO code 4217) Information whether the calculated price is an official, estimated or technical price Net Asset value calculated per share Subscription price per share Redemption price per share Split factor in case of NAV split Operational code: Create(C), Modify(M), Delete(D) below information Defines whether data is already grouped by specific fields; "Nothing" indicates that information is on seperate transaction level Defines the time period for grouped data (if DataGroupedBy contains a date field) Unique ID of transaction (also needed for cancellations) Date trade has been initiated Date transaction has been booked in accounting system Date transaction has been settled Date transaction is effective on customer account Subscription or Redemption (SUB,RED) reinvested dividend, capital repayment, equity increase for closed-ended funds, additional investment, repayment of liabilities, restructuring plan Whether data is already netted or not Indicator for cancellation Original ID of cancelled transaction Number of shares/units bought or sold (should be always positive) Foreign exchange rate used for transaction Total value of transaction Retail, Institutional, Wholesale, website, distribution partner etc. Unique ID of investor Private, Institutional, Asset Manager, Banks, Pension Funds, Insurances, Treasury, Charities, … (AIFMD "ID 208 - Investor Group Type") Country of investor Performance figures related data Operational code: Create(C), Modify(M), Delete(D) below information Absolute and/or percentage value Single or savings plan investment amounts Begin date of Period EndDate of Period For OngoingPeriod only. Current Date (or last calculation date). Total net assets of Portfolio or Share class used as reference for fee. Basis of fee calculation if different from TNA Definition of the calculation basis (to which PercentageOfBasis applies). Actual amount of Basis Actual amount of current fee for Period (with Currency as atttribute) Variable/Parameter used for Fee calculation Name of Variable Value of Indicator Details of fee payed or received of fund Type of fee Indicator Paid by the fund or Received by the fund Minimum value of Fee as percentage of TotalNetAssets Maximum value of Fee as percentage of TotalNetAssets Description of calculation method Dynamic data for the Fee Data of past and ongoing periods Ongoing period for fees with accrual day by day. Only the most recent date is stored (to be confirmed). Private, Institutional, Asset Manager, Banks, Pension Funds, Insurances, Treasury, Charities, … (AIFMD "ID 208 - Investor Group Type") Operational code: Create(C), Modify(M) or Delete(D) ESTIMATED or OFFICIAL Announcement or declaration date Record date Ex dividend date Payment date of dividend Payment currency Gross dividend amount Gross dividend amount total value Gross dividend amount per share Net dividend amount Net dividend amount total value Net dividend amount per share Reinvestments rate in percentage Equilization rate in percentage Indicator for partial payment of dividend (default: false) Indicates if dividend will be distributed (default: true) Indicates if dividend has been planned on a yearly schedule or not Indicator for intermediary dividend Additional information in text format like "has been calculated and distributed by FinTech" Private, Institutional, Asset Manager, Banks, Pension Funds, Insurances, Treasury, Charities, … (AIFMD "ID 208 - Investor Group Type") Complete Asset data Information Unique identifier referencing the corresponding element in the AssetMasterData block Eindeutige Referenznummer der Stammdaten der Position (muss unter /AssetMasterData/Asset/UniqueID vorhanden sein) Identification codes of the asset Kennnummern des Instruments Definition of data source (investment company, vendor, ...) Nominal currency of instrument (three character ISO code) Notierungswährung des Instruments (dreistelliger ISO-Code) Income currency of instrument Die Ertraegniswaehrung als ISO-Code Country of asset (two character ISO code) Land des Instrumentes (Emissionsland) Name of the instrument (important for OTC instruments) Bezeichnung des Instruments (besonders wichtig für OTC-Instrumente) Type of security: EQ = Equity BO = Bond (incl. convertibles) SC = Share Class (was fund) WA = Warrant (Optionsschein) CE = Certificate OP = Option FU = Future FX = FX-Forward SW = Swap RP = Repo FT = Fixed Time deposit CM = Call Money AC = Account FE = Fee RE = Real Estate RT = Real Estate Investment Trust LO = Loan RI = Right Art des Wertpapieres: EQ = Aktie BO = Rente FU = Fonds DE = Derivativ FE = Devisentermine IN = Indexzertifikate SW = Swap AC = Konten FT = Festgelder CM = Callgelder RE = Immobilie CB = Convertible Bonds CS = Credit Default Swap IX = Index RP = Repos BM = Benchmark Asset details for each AssetType Weitere Stammdaten (gegliedert nach AssetType) Country specific data: information about the asset relevant for a specific country only Landesspezifische Daten eines Asset: Unterhalb der landesspezifischen Daten werden alle Informationen eines Asset abgelegt, die nur fuer ein bestimmtes Land gueltig sind. Securitized (true) or non-securitized (false) Rating details of instrument Rating-Informationen Corresponding real estate company zugehörige Grundstücksgesellschaft CompanyType + Transparenzkennzeichnung Classifications of assets Additional information which does not fit into the nodes above Master Data Security Details Equity details Aktie Bond, Fixed Income details Rente Share class of fund details Anteilschein eines Fonds Warrant details Certificate details Indexzertifikat Option details Option Future details Unbedingtes Termingeschäft FX Forward details Devisentermingeschäft Swap details Repos - Sale and Repurchase Agreement Details Fixed time deposit details Festgelder Details Callmoney details Account details Konten aus Fondsbuchhaltung, physische Bank- und Depotkonten Fee details Real Estate details Real Estate Investment Trust Loan / Kredit Right / Bezugsrecht Issuer details Enthaelt den Wertpapieremittenten Equity Asset data information Provider of economic sector classification Enhaelt den Anbieter Exchange at which this equity is listed. Gibt den Boerseplatz an an dem das Wertpapier notiert Issuer details Enthaelt den Wertpapieremittenten Indicator whether this equity is listed at an exchange A Listed at an official market B Listed at an exchange G Listed on a regular market K No listing M Listed on a regular market inside the EU S Unregulated market V Securitised rights Y Acceptance on unregulated market planned Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Nominal value (in "Currency" ) Gibt den Nennwert der Aktie an Withholding tax rate of equity Quest Satz der Aktie Subscription ratio: drawn equity Gibt das Bezugsverhaeltnis "von" an - X:1 Subscription ratio: received equity Gibt das Bezugsverhaeltnis "zu" an - 1:X Market capitalization In Currency Class of market capitalization: LargeCap, MidCap, ... Name of capitalization class List of industries Bond Asset data information Indicates whether bond is convertible Issuer details Enthaelt den Wertpapieremittenten Exchange(s) at which this bond is listed. Gibt den Boerseplatz an an dem das Wertpapier notiert Indicator whether this bond is listed at an exchange A Listed at an official market B Listed at an exchange G Listed on a regular market K No listing M Listed on a regular market inside the EU S Unregulated market V Securitised rights Y Acceptance on unregulated market planned Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Listing unit: P ... pieces N ... nominal amount S = Stueck oder N = Nominale Issue date of the bond Emissionsdatum bezeichnet jenes Datum, zu dem das Wertpapier aufgelegt wurde Maturity date Ablaufdatum/Faelligkeitsdatum First coupon date Enthaelt das Datum des ersten Kupons Last coupon date Enthaelt das Datum an dem der letzte Kupon gezahlt wird Coupon date Gibt das Kupondatum an Coupon details fix/float/zero/others Payment frequency (e.g. yearly) e.g. EURIBOR 6 Months Offset in base points in addition to BaseIndex Price at which the bond finally will be redeemded Enthaelt den Kurs zu dem das Wertpapier getilgt wird Redemption details Bullet or Sinkable Redemption frequency Date when issuer could cancel the issue Enthaelt das Datum ab dem der Emittent die Emission kuendigen kann Date of next execution possibility Issuer, Bearer, Both Strike price for embedded option Nominal interest rate Enthaelt einen Zinssatz Start date for calculation of interests Enthaelt das Datum ab dem ein Zinsanspruch ermittelt wird Price at whicht the bond has been issued. ***IssuePrice Enthaelt den Emissionskurs des Wertpapier Yield to maturity of the bond at the date of issue. Enthaelt die Emissionsrendite des Wertpapier Yield values European withholding tax rate Gibt den EU Quest Satz an EU withholding tax category: A = Exact calculation B = Simplified calculation C = No calculation Gibt die EU Quest Kategorie an: A = Genaue Berechnung B = Vereinfachte Berechnung C = Keine Berechnung Indicates whether incomes of a bond will be charged with capital yields tax and its kind - TO BE DISCUSSED !!! Gibt an ob ein Wertpapier KESt-Pflichtig ist Gibt die Hoehe des gueltigen KESt-Satzes an Type of guarantee: GARA ... Guarantee PARENT ... Guarantee by parent company HYPO ... Hypothek NEG ... Negativklausel NONE ... Not guaranteed OTHER ... Other STATE ... State guarantee Guarantor details Indicates whether asset can be used as collateral Gibt an, ob es sich um ein Lombardfaehiges Wertpapier handelt Indicates whether the security is issued in a Zone A country Enthaelt ein Kennzeichen, ob es sich um ein Wertpapier handelt, welches in einem Zone A Staat begeben wurde Indicates whether the security can be classified as absolutely safe (i.e. gilt-edged). Boolean: truefFalse Enthaelt ein Kennzeichen, ob das Wertpapier muendelsicher ist Boolean: true/false Withholding tax rate of the security Gibt den Quest Satz an Agio factor of the security Gibt den Zuschlagsfaktor an List of duration values Number of tranche Details for Convertibles Details für Wandelanleihen Master data specific for share classes (subfunds) Issuer details Exchange(s) at which this share class is listed. Gibt den Boerseplatz an an dem das Wertpapier notiert Indicator whether this share class is listed at an exchange A Listed at an official market B Listed at an exchange G Listed on a regular market K No listing M Listed on a regular market inside the EU S Unregulated market V Securitised rights Y Acceptance on unregulated market planned Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission U = Unit or N = Nominale Issue date of the share class Emissionsdatum bezeichnet jenes Datum, zu dem das Wertpapier aufgelegt wurde Maturity date Gibt das Tilgungsdatum an Withholding tax rate of the security Enthaelt den Quellensteuersatz dem das Wertpapier unterliegt Derivative Asset data information Classification of option - BFO Bond Future Option - BO Bond Option - CFO Currency Future Option - EFO Equity Future Option - CO Currency Option - IFO Index Future Option - IO Index Option - IRFO Interest Rate Future Option - IRO Interest Rate Option - OTCIB OTC Indexbasket Option - SO Stock Option - OTHER Art der Option - BFO Bond Future Option - BO Bond Option - CFO Currency Future Option - EFO Equity Future Option - CO Currency Option - IFO Index Future Option - IO Index Option - IRFO Interest Rate Future Option - IRO Interest Rate Option - OTCIB OTC Indexbasket Option - SO Stock Option - OTHER Exchange(s) at which the instrument is listed Gibt den Boerseplatz an an dem das Wertpapier notiert Issuer details (for listed options) Indicates wheter the instrument is listed on an exchange - A Listed at official market - B Listed at exchange - G Listed on a regular market - K No listing - M Listed on a regular market inside the EU - O OTC - Over the Counter - S Unregulated marketl - V Securitised rights - Y Acceptance on unregulated market planned - Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - O OTC - Over the Counter - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Base price of derivative Gibt den Basispreis des Derivativenprodukts an Issuer, Bearer, Both Exercise style of the derivative (Europe/American/Asian/Bermuda/Other) Gibt an den Ausuebungsstyle an (Europe/American/Asian/Bermuda/Other) Contract size of the derivative Gibt die Kontraktgroesze des Derivativprodukt an Maturity date of the derivative Bezeichnet das Ablaufdatum des Derivativprodukts Type of the derivative (Call/Put) Kennzeichnet die Art des Derivats (Call/Put) Amount of the strike price Tick - Movement in price Minimum downward or upward movement in price Value of the tick Valuation date for fixing? Delivery/Fixed/Cash Date for the first fixing date Date for the latest fixing date Quotation details Price/Yield/Other Quotation in percent Amount of Quotation Last Trade Date None/Daily/Weekly/Monthly/Quarterly/SemiAnnual/Annual/BiAnnual/Other Interval/Fixed/None PerUnit/Percent/Permille/Pips/Points/Other Defines the quote factor Number of decimals Counterparty details (for OTC options) Participation rate Bezeichnet das dem Derivativprodukt unterlegte Wertpapier Master data specific for futures Type of Future: - BF Bond Future - CF Currency Future - EF Equity Future - FRA Forward Rate Agreement - IF Index Future - IRF Interest Rate Future - MMF Money Market Future - OTHER Indicates wheter the instrument is listed on an exchange - A Listed at official market - B Listed at exchange - G Listed on a regular market - K No listing - M Listed on a regular market inside the EU - O OTC - Over the Counter - S Unregulated marketl - V Securitised rights - Y Acceptance on unregulated market planned - Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - O OTC - Over the Counter - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Base price of derivative Gibt den Basispreis des Derivativenprodukts an Contract size of the derivative Gibt die Kontraktgroesze des Derivativprodukt an Maturity date of the derivative Bezeichnet das Ablaufdatum des Derivativprodukts Counterparty details Tick - Movement in price Minimum downward or upward movement in price Value of the tick Valuation date for fixing Delivery/Fixed/Cash Quotation Price/Yield/Other Quotation in percent Amount of Quotation Last Trade Date Exchange(s) at which the instrument ist listed Gibt den Boerseplatz an an dem der Future notiert None/Daily/Weekly/Monthly/Quarterly/SemiAnnual/Annual/BiAnnual/Other Interval/Fixed/None PerUnit/Percent/Permille/Pips/Points/Other Defines the quote factor Number of decimals Following/ModifiedFollowing/Preceding/None Bezeichnet das dem Derivativprodukt unterlegte Wertpapier Foreign Exchange Asset data information Currency bought Amount bought Currency sold Amount sold Agreed FX rate of trade Start date of trade Maturity / end date of FX trade Counterparty details Defines whether currencies will be delivered at maturity or profit/loss will be transferred only (NDF) Index Certificat Asset data information Index, Security, Currency, Commodity, Interest Rate, Future, Other Bezeichnet das dem Derivativprodukt unterlegte Wertpapier Exchange(s) at which the certificate is listed Gibt den Boerseplatz an an dem das Wertpapier notiert Issuer details Issue date of the certificate Emissionsdatum bezeichnet jenes Datum, zu dem das Wertpapier aufgelegt wurde Maturity / closing date SWAP Asset data information Swap type (Currency-, Crosscurrency-, Index-, Totalreturn-, Asset-, Commodity-, Interest Rate-, Other) Start date Maturity date (Ablaufdatum) Counterparty details Swap leg details Swap leg details Buy or Sell Notional Currency Notional Amount Fixed rate or variable rate Spread in basis points In arrears or Upfront Cash or Cash Netted or Notional Exchange or Physical Delivery End of month Floating Following Following modified Preceeding Preceeding modified Average Compound Flat compounding Simple ACT/ACT, ACT/360, ... Underlying Index Begin, End, Begin and end, None Interpolation at beginning, Interpolation at the end, Interpolation at beginning and end Bankruptcy, Cross acceleration, Cross Default, Downgrade, Failure to pay principal, Merger, Moratorium, Obligation acceleration, Obligation default, Other, Reputation Moratorium, Restructuring, Withholding Tax Master data of accounts Account balance set as default Gibt an ob das Konto default einen Soll oder Habensaldo aufweist Account number used for booking procedure Gibt das bei einer Buchung verwendete Konto an Debit rate Zinssatz Soll Credit rate Zinssatz Haben Counterparty details Fixed Time Asset data information Start date of deposit Maturity date of deposit Gibt das Tilgungsdatum an Applied interest calculation method Gibt an, nach welcher Methode die Zinsen berechnet werden Interest rate of deposit Enthaelt einen Zinssatz Debit rate Zinssatz Soll Credit rate Zinssatz Haben Deposit balance set as default (Credit/Debit) Gibt an ob das Konto default einen Soll oder Habensaldo aufweist Counterparty details Call capital Asset data information Start date of call money Maturity date of call capital Gibt das Tilgungsdatum an Applied interest calculation method Gibt an, nach welcher Methode die Zinsen berechnet werden Interest rate of call capital Enthaelt einen Zinssatz Debit rate Zinssatz Soll Credit rate Zinssatz Haben Call capital balance set as default (Credit/Debit) Gibt an ob das Konto default einen Soll oder Habensaldo aufweist Counterparty details Indicates whether call money is used as collateral Paid or received by fund Real Estate Asset data information Investment costs of the real estate asset Investitionskosten Purchase price of the real estate asset according to contract of purchase; including forward purchase contracts Kaufpreis der Immobilie oder Grundstück laut Vertrag inkl. Forward puchase Verträgen Wert Währung FX Kurs Total construction costs excluding property purchase price (relevant only for building and construction projects) Gesamtinvestitionskosten exkl. Grundstückskaufpreis (nur relevant bei Bauprojekten mit laufender Zahlung) Wert Währung FX Kurs Date of the first rate accrual Enthaelt das Datum der ersten Mietabgrenzung Date of the property transaction Enthaelt das Datum des Eigentumuebergangs Year of construction Enthaelt das Errichtungsjahr (Fertigstellung) Year when the last total refurbishment was finished Enthaelt Jahr der letzten Generalsanierung (Fertigstellung) Devotement of the real estate asset Enthaelt die Widmung Transaction type of the investment deal: - direct investment - share deal corporate - share deal personnel - other transaction type Art des Immobilienerwerbs: - direct investment - share deal corporate - share deal personnel - other transaction type Type of use of the real estate asset Nutzungsart Type of use according to ECB Investment Funds Statistics classifications Nutzungsart gem. EZB-IF Statistik Type of use according to AIFMD Reporting classifications Nutzungsart gem. AIFMD Reporting Internal type of use Nutzungsart intern Legal classification of the real estate asset Juristische Klassifizierung des Assets gem. ImmoInvFG (AT): - bebaute Grundstücke - Grundstücke im Zustand der Bebauung - unbebaute Grundstücke - Baurechte, Superädifikate - sonstige Convertible Bond Asset data information MCS ... Mandatory convertible security COCO ... Contingent convertible bond EXCH ... Exchangables Startdatum der Wandlung Enddatum der Wandlung Identifiers of underlying security Preis der Wandlung Conversion ratio (Wandlungsfaktor) Kontraktgroesse Issuer, Bearer, Both Index Asset data information Repos Asset data information BSB - Buy/Sell Back, SBB - Sell/Buy Back Issue date Issue denomination of base nominal Maturity date Counterparty details Stockmarket of the asset Bond,Equity,GDR/ADR,Future,CTD,Frau,IRF,Index,Commodity,Fund Certificate,Index Certificate,Right,US-Pools,Undecided indicates the method of interest calculation (0 - none, 1 - 30E/360, 10 - 30/360, 11 - 30EP/360, 13 - Act/AFB, 14 - Act/FRF, 15 - Act/252, 18 - Bus/252, 4 - Act/360, 5 - Act/365, 6 - Act/Act, A - act/act - ISMA-Method 251, D - German Method (30/360), E - English Method (MM/365 bzw. 366), F - French Method (MM/360), G - ZBM for french Government Bonds, H - Hungarian Method (MM/365 ohne SJ), I - ISDA Method (MM/365), T - Daily Calculation (MM/365), U - US-Method) Daily/Weekly/Monthly/Quarterly/SemiAnnual/Annual/BiAnnual Free for Risk Percentage of the minimum risk Value of the minimum risk Percentage of the maximum risk Value of the maximum risk Initially deposited margin Percentage of the minimum initial margin Value of the minimum initial margin Percentage of the maximum initial margin Value of the maximum initial margin None/Contract/Pool None/Pool Security code of the pledge Delivery/Payment Method of price calculation Type of quotation (absolut, percent) Value of the Quote Factor Number of decimals Interest rate Benchmark information Components of a composite benchmark. Komponenten eines Composite Benchmarks. Benchmark levels in the Currency. Benchmarklevels in der definierten Währung Sector codification (GICS,ICB, ...) ***"CodificationSystem" would me more relevant than "Name" GICS,lehman,ICB. Sector value in "Name" codification system Currency, Security, Future, Index Defines the counterparty BIC code of the counterparty Name of the counterparty Legal Entity Identifer (LEI) (ISO 17442 standard) of the Entity. Country of asset (two character ISO code) Fund rating Fondsbewertungen Rating Company (e.g. FERI, SP, Moodys) Bewertungsgesellschaft (z.B. FERI, SP, Moody) Investment rating Fondsbewertung Date of the investment rating Datum der Fondsbewertung Value of the investment rating Wert der Fondsbewertung Description/Kind of the investment rating Beschreibung/Art der Fondsbewertung Fund is LENDER or BORROWER Counterparty details Start date of loan Maturity date of the loan Gibt das Tilgungsdatum an Indicates whether the loan is collateralized Boolean: true/flas Besicherung ja/nein; True = Ja False = Nein Interest rate type of the loan fixed/variable Zinssatz fix/variabel Unique ID of the underlying derivative for interest rate risk hedging Unique ID des zuordenbaren Derivates zur Zinsabsicherung Unique ID of the underlying derivative for FX risk hedging Unique ID des zuordenbaren Derivates zur Währungsabsicherung Loan is used for this real estate Loan is daily due Issuer details Enthaelt den Wertpapieremittenten Indicator whether this equity is listed at an exchange A Listed at an official market B Listed at an exchange G Listed on a regular market K No listing M Listed on a regular market inside the EU S Unregulated market V Securitised rights Y Acceptance on unregulated market planned Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Fee type Counterparty details Issuer details Enthaelt den Wertpapieremittenten Indicator whether this equity is listed at an exchange A Listed at an official market B Listed at an exchange G Listed on a regular market K No listing M Listed on a regular market inside the EU S Unregulated market V Securitised rights Y Acceptance on unregulated market planned Z New issue Gibt an ob das Wertpapier an einer Boerse notiert - A Amtlicher Handel - B Boersennotierung Ausland - G Geregelter Freiverkehr - K Keine Boersenotierung - M Geregelter Markt id. EU - S Sonstiger Handel - V Verbriefte Rechte - Y Zulassung zum sonst. Handel vorges. - Z Neuemission Issue date of the bond Emissionsdatum bezeichnet jenes Datum, zu dem das Wertpapier aufgelegt wurde Base price of derivative Gibt den Basispreis des Derivativenprodukts an Issuer, Bearer, Both Exercise style of the derivative (Europe/American/Asian/Bermuda/Other) Gibt an den Ausuebungsstyle an (Europe/American/Asian/Bermuda/Other) Contract size of the derivative Gibt die Kontraktgroesze des Derivativprodukt an Maturity date of the derivative Bezeichnet das Ablaufdatum des Derivativprodukts Type of the derivative (Call/Put) Kennzeichnet die Art des Derivats (Call/Put) Amount of the strike price Tick - Movement in price Minimum downward or upward movement in price Value of the tick Valuation date for fixing? Delivery/Fixed/Cash Date for the first fixing date Date for the latest fixing date Quotation Price/Yield/Other Quotation in percent Amount of Quotation Last Trade Date Counterparty details Bezeichnet das dem Derivativprodukt unterlegte Wertpapier Data about the clients of an investment or asset management company Number of clients Amount of assets administrated/managed for clients Net Sales of clients Data of open-ended funds Number of fundrelated administrative units Amount of Net Assets Net Sales in the reporting period (normally on a monthly basis) in thousands of currency Data of closed-ended funds Number of fundrelated administrative units Number of funds Net Assets Net sales for a certain period Information about the segmentation of funds Number of funds without segments or comparable subbunits Data about the fund with segments of an investment or asset management company Number of funds with segments or comparable subunits Number of segments or comparable units Net assets of funds with with segments or comparable subunits Total number of administrative units, which is the sum of the number of funds without segments and comparable units and the number of segments or comparable units Information about the structure of the respective investment or asset management company with regard to portfoliomanagement by third parties Data about the total of the respective administrative units Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is part of the affiliated company group Data about the total of the respective administrative units Data about the part of the total which is related to the companies within the respective country Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is notpart of the affiliated company group Data about the total of the respective administrative units Data about the part of the total which is related to the companies within the respective country Information about the structure of the respective investment or asset management company with regard to portfoliomanagement for third parties Data about the total of the respective administrative units Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is part of the affiliated company group Data about the total of the respective administrative units Data about the part of the total which is related to the companies within the respective country Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is notpart of the affiliated company group Data about the total of the respective administrative units Data about the part of the total which is related to the companies within the respective country Data of the investment or asset management company for closed-ended funds Number of funds Information about the segmentation of funds Number of funds without segments or comparable subunits Data about the funds with segments of an investment or asset management company Number of funds with segments or comparable subunits Number of segments or comparable subunits Net asstes of funds with segments or comparable subunits Total number of administrative units, which is the sum of the number of funds without segments and comparable subunits and the number of segments or comparable subunits. Information about the structure of the respective investment or asset management company with regard to portfoliomanagement or advise by third parties Data about the total of the respective administrative units Data about the respective administrative units for which the portfoliomanagement or advise is done by a third party which is part of the affiliated company group Data about the total of the respetive adminisrative units Data about the part of the total which is related to the companies within the respective country Data about the respective administrative units for which the portfoliomanagement or advise is done by a third party which is not a part of the affiliated company group Data about the total of the respective administrative units Data about the part of the total which is related to the companies within the respective country Information about the structure of the portfolio Management or the advise for third parties Total figures for the respective administrative units Assets for third parties within the affiliated group Total figures for the respective administrative units Data about the part of the total which is related to the companies within the respective country Assets for third parties which are not part of the affiliated group Total figures for the respective administrative units Data about the part of the total which is related to the companies within the respective country Company sales data Net Sales in the Reporting Period (in most cases on a monthly basis) in thousands of currency Equity placed; equivalent to gross sales in open-ended funds. Refers to the month reported, given in thousands of currency. Company assets data Net assets in total, calculated on an overall basis including outstanding debts, bank loans, and other liabilities (Net Asset Value approach). In thousands of currency. Assets in total, calculated on a basis excluding outstanding debts, bank loans, and other liabilities (Gross Asset Value approach). "Aktivvermoegen" in German. In thousands of currency. Company sales and assets Date for which the information is valid The date to which the following elements are valid. Country in which the asset management company is located Die Landeskennzahl einer Adresse, dargestellt als ISO-Landescode. Currency iof the money amounts in the following information Waehrung der Preisinformationen Open-ended funds Funds which are retail funds from a legal perspective Securities and Holdings Funds which are from a legal perspective only for institutional investors Securities and Holdings Closed-ended funds Funds which are retail funds from a legal perspective Securities and Holdings Funds which are from a legal perspective only for institutional investors Discretionary Mandates Securities and Holdings Total figures for clients Information about clients in the respective country Information about clients outside the respective country Information about the structure of the respective investment or asset management company with regard to portfoliomanagement or advise by third parties Total figures for clients Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is part of the affiliated company group Total of third parties within the affiliated company group Data about the part of the total which is related to the companies within the respective country Data about the respective administrative units for which the portfoliomanagement or advice is done by a third party which is notpart of the affiliated company group Total of third parties without the affiliated company group Data about the part of the total which is related to the companies within the respective country Information about the structure of the portfolio Management or the advise for third parties insgesamt fuer Dritte innerhalb des Konzernverbundes fuer Dritte innerhalb des Konzernverbundes gesamt davon fuer deutsche Kapitalanlagegesellschaften innerhalb des Konzernverbundes als Dritte fuer Dritte außerhalb des Konzernverbundes fuer Dritte auserhalb des Konzernverbundes gesamt davon fuer deutsche Kapitalanlagegesellschaften außerhalb des Konzernverbundes als Dritte Angaben zur Struktur des Portfoliosmanagements oder der Beratung durch Dritte insgesamt durch Dritte innerhalb des Konzernverbundes durch Dritte innerhalb des Konzernverbundes gesamt davon durch deutsche Kapitalanlagegesellschaften innerhalb des Konzernverbundes als Dritte durch Dritte außerhalb des Konzernverbundes durch Dritte auserhalb des Konzernverbundes gesamt davon durch deutsche Kapitalanlagegesellschaften außerhalb des Konzernverbundes als Dritte Angaben zur Struktur des Portfoliosmanagements oder der Beratung fuer Dritte insgesamt fuer Dritte innerhalb des Konzernverbundes fuer Dritte innerhalb des Konzernverbundes gesamt davon fuer deutsche Kapitalanlagegesellschaften innerhalb des Konzernverbundes als Dritte fuer Dritte außerhalb des Konzernverbundes fuer Dritte auserhalb des Konzernverbundes gesamt davon fuer deutsche Kapitalanlagegesellschaften außerhalb des Konzernverbundes als Dritte Fund or share class identifiers for easy connection to other fund or share class data Definition of data source (investment company, vendor, ...) Section 1 field 1 according to annex table 1 EMIR ITS and RTS field 2 according to annex table 1 EMIR ITS and RTS field 3 according to annex table 1 EMIR ITS and RTS field 4 according to annex table 1 EMIR ITS and RTS field 5 according to annex table 1 EMIR ITS and RTS field 6 according to annex table 1 EMIR ITS and RTS field 7 according to annex table 1 EMIR ITS and RTS field 8 according to annex table 1 EMIR ITS and RTS field 9 according to annex table 1 EMIR ITS and RTS field 10 according to annex table 1 EMIR ITS and RTS field 11 according to annex table 1 EMIR ITS and RTS field 12 according to annex table 1 EMIR ITS and RTS field 13 according to annex table 1 EMIR ITS and RTS field 14 according to annex table 1 EMIR ITS and RTS field 15 according to annex table 1 EMIR ITS and RTS field 16 according to annex table 1 EMIR ITS and RTS field 17 according to annex table 1 EMIR ITS and RTS field 18 according to annex table 1 EMIR ITS and RTS field 19 according to annex table 1 EMIR ITS and RTS field 20 according to annex table 1 EMIR ITS and RTS field 21 according to annex table 1 EMIR ITS and RTS field 22 according to annex table 1 EMIR ITS and RTS field 23 according to annex table 1 EMIR ITS and RTS field 24 according to annex table 1 EMIR ITS and RTS field 25 according to annex table 1 EMIR ITS and RTS field 26 according to annex table 1 EMIR ITS and RTS Section 2 Section 2a field 1 according to annex table 2 EMIR ITS and RTS field 2 according to annex table 2 EMIR ITS and RTS field 3 according to annex table 2 EMIR ITS and RTS field 4 according to annex table 2 EMIR ITS and RTS field 5 according to annex table 2 EMIR ITS and RTS field 6 according to annex table 2 EMIR ITS and RTS field 7 according to annex table 2 EMIR ITS and RTS Section 2b field 8 according to annex table 2 EMIR ITS and RTS field 9 according to annex table 2 EMIR ITS and RTS field 10 according to annex table 2 EMIR ITS and RTS field 11 according to annex table 2 EMIR ITS and RTS field 12 according to annex table 2 EMIR ITS and RTS field 13 according to annex table 2 EMIR ITS and RTS field 14 according to annex table 2 EMIR ITS and RTS field 15 according to annex table 2 EMIR ITS and RTS field 16 according to annex table 2 EMIR ITS and RTS field 17 according to annex table 2 EMIR ITS and RTS field 18 according to annex table 2 EMIR ITS and RTS field 19 according to annex table 2 EMIR ITS and RTS field 20 according to annex table 2 EMIR ITS and RTS field 21 according to annex table 2 EMIR ITS and RTS field 22 according to annex table 2 EMIR ITS and RTS field 23 according to annex table 2 EMIR ITS and RTS ISO 8601 date format. field 24 according to annex table 2 EMIR ITS and RTS field 25 according to annex table 2 EMIR ITS and RTS Section 2c field 26according to annex table 2 EMIR ITS and RTS 27 Whether the contract was electronically confirmed, non-electronically confirmed or remains unconfirmed. Y=Non-electronically confirmed, N=Non-confirmed, E=Electronically confirmed. Section 2d field 28 according to annex table 2 EMIR ITS and RTS field 29 according to annex table 2 EMIR ITS and RTS field 30 according to annex table 2 EMIR ITS and RTS field 31 according to annex table 2 EMIR ITS and RTS field 32 according to annex table 2 EMIR ITS and RTS Section 2e field 33 according to annex table 2 EMIR ITS and RTS field 34 according to annex table 2 EMIR ITS and RTS field 35 according to annex table 2 EMIR ITS and RTS field 36 according to annex table 2 EMIR ITS and RTS field 37 according to annex table 2 EMIR ITS and RTS field 38 according to annex table 2 EMIR ITS and RTS field 39 according to annex table 2 EMIR ITS and RTS field 40 according to annex table 2 EMIR ITS and RTS Section 2f field 41 according to annex table 2 EMIR ITS and RTS field 42 according to annex table 2 EMIR ITS and RTS field 43 according to annex table 2 EMIR ITS and RTS field 44 according to annex table 2 EMIR ITS and RTS Section 2g field 45 according to annex table 2 EMIR ITS and RTS field 46 according to annex table 2 EMIR ITS and RTS field 47 according to annex table 2 EMIR ITS and RTS field 48 according to annex table 2 EMIR ITS and RTS field 49 according to annex table 2 EMIR ITS and RTS field 49 according to annex table 2 EMIR ITS and RTS field 50 according to annex table 2 EMIR ITS and RTS field 51 according to annex table 2 EMIR ITS and RTS field 52 according to annex table 2 EMIR ITS and RTS field 53 according to annex table 2 EMIR ITS and RTS field 54 according to annex table 2 EMIR ITS and RTS Section 2h field 55 according to annex table 2 EMIR ITS and RTS field 56 according to annex table 2 EMIR ITS and RTS field 57 according to annex table 2 EMIR ITS and RTS field 58 according to annex table 2 EMIR ITS and RTS field 59 according to annex table 2 EMIR ITS and RTS EMT Report Y or N Fund or share class identifiers for easy connection to other fund or share class data Definition of data source (investment company, vendor, ...) General Financial Instrument Information 00010: Use the following priority: - ISO 6166 code of ISIN when available - Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC) - Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time. 00020: Codification system used. Integer corresponding to the following closed list: 1 - ISO 6166 for ISIN code 2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies) 3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange) 4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number) 5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities) 6 - BBGID (The Bloomberg Global ID) 7 - Reuters RIC (Reuters instrument code) 8 – FIGI (Financial Instrument Global Identifier) 9 - Other code by members of the Association of National Numbering Agencies 99 - Code attributed by the undertaking 00030: Name of the financial instrument 00040: Denomination currency of the financial instrument 00050: Date to which the data refer 00060: Structured Securities or Structured Funds or UCITS or Non UCITS 00070: Name of Issuer of the financial instrument. The one who is responsible for the financial instrument management/issuance 00080: Name of guarantor of the financial instrument. 00090: Designation of the respective product category or nature 00100: To enable reporting on the depreciation of leveraged financial instruments or contingent liability transactions in accordance with Art. 62 of the MiFID II's Delegated Regulation Target markets - Investor Type 01010: Neutral means that the manufacturer estimates that there is neither negative nor positive target market 01020: Neutral means that the manufacturer estimates that there is neither negative nor positive target market. P, E or B only if the distinction Per Se or/and Elective is done in the Prospectus 01030: Neutral means that the manufacturer estimates that there is neither negative nor positive target market Target markets - Knowledge and/or Experience 02010: Investors having the following characteristics: • basic knowledge of relevant financial instruments (a basic investor can make an informed investment decision based on the regulated and authorised offering documentation or with the help of basic information provided by point of sale); • no financial industry experience, i.e. suited to a first time investor 02020: Having one, or more, of the following characteristics: • average knowledge of relevant financial products (an informed investor can make an informed investment decision based on the regulated and authorised offering documentation, together with knowledge and understanding of the specific factors/risks highlighted within them only) • some financial industry experience 02030: Investors having one, or more, of the following characteristics: • good knowledge of relevant financial products and transactions • financial industry experience or accompanied by professional investment advice or included in a discretionary portfolio service 02040: Expert knowledge of and / or experience with highly specialised financial products (Regulatory requirement in Germany/ example: CFD/ the updated list will be provided by the DSGV) Target markets - Ability To Bear Losses 03010: Investor can bear no loss of capital. Minor losses especially due to costs possible. Yes or No or Neutral 03020: Investor seeking to preserve capital or can bear losses limited to a level specified by the product . Yes or No or Neutral 03030: It is just for structured products or structured funds. To be used only when a clear partial capital guarantee is provided on the primary market and the product is held until maturity. The level of potential losses is the one that could be calculated according to the offering documentation 03040: No Capital Guarantee nor protection. 100% capital at risk. Yes or No or Neutral 03050: Loss Beyond the Capital. Yes or No or Neutral Target markets - Risk Tolerance 04010: SRI (1-7), if PRIIPS KID is available. German distributors will use only this Risk Tolerance item 04020: SRRI (1-7; for funds) 04030: For Non PRIIPS and Non UCITS: L ... Low M ... Medium H ... High 04040: Spanish SRI (1-6) for Non PRIIPS and Non UCITS 04050: For all products distributed in Germany (Yes or Neutral) Target markets - Client Objectives and Needs 05010: Yes or No or Neutral 05020: Yes or No or Neutral 05030: Yes or No or Neutral 05040: Yes or No or Neutral 05050: Yes or No or Neutral 05060: Yes or Neutral 05070: Yes or No or Neutral 05080: Minimum recommended holding period Minimum recommended holding period in years V ... Very short term (max 1Y) S ... Short term (max 3Y) M ... Medium term (max 5Y) L ... Long term (min 5Y) Neutral ... Neutral 05090: Date of Maturity 05100: Yes or No or Neutral (only for structured products) 05110: Yes or No or (Green investment, Ethical investment, Islamic banking, ESG, Other) Distribution Strategy 06010: Retail or Professional or Both or Neither 06020: Retail or Professional or Both or Neither 06030: Retail or Professional or Both or Neither 06040: Retail or Professional or Both or Neither Costs and Charges ex ante Relevant fields for funds 07020: Maximum not acquired to the fund (ETF are excluded). Expressed as a % of the amount to be invested 07030: Maximum fixed amount per subscription, not incorporated. Flat fee definied by the manufacturer 07040: Subscription fees acquired to the fund Expressed as a % of the amount to be invested 07050: Maximum not acquired to the fund (ETF are excluded). Expressed as a % of the NAV 07060: Maximum fixed amount per redemption, not incorporated. Flat fee defined by the manufacturer 07070: Maximum (ETF are excluded). Subscription fees acquired to the fund. Expressed as a % of the NAV 07080: Current exit cost linked to the RHP or ???????? 07100: Ongoing costs include management fees and distribution fees 07110: Percentage per annum. These fees are included in total on going costs. These fees are used by distributors to calculate their retrocession fees 07120: Percentage per annum. Only applicable if the product has this feature (legal wording in the documentation). These fees are included in total on going costs and are not included into the management fees. 07130: Costs within the products (percentage of NAV) 07140: Expressed as a % of NAV of the Financial Product. Includes performance fees and others costs Ex ante Relevant fields for structured securities 07010: Unit quotation in Units figures or Percentage quotation of the amount to be invested 07020: "Ask Price" - Fair Value (as of reporting date) 07080: Exit cost at the RHP (typically 0%) 07090: For non exchange traded structured securities 07100: Expressed as a % of NAV / Notional (or currency amount for Absolute quotation) of the Financial Product / always per annum 07110: Percentage per annum. These fees are included in total on going costs. Only applicable if the product has this feature. These fees are used by distributors to calculate their retrocession fees Costs and Charges ex post Relevant fields for funds 08030: Ongoing costs ex post Definition tbd as a % of NAV of the Financial Product / per annum. Occured costs over one year 08050: Management fee ex post Definition tbd as a % of NAV of the Financial Product / per annum. Occured costs over one year 08060: Distribution fee ex post Definition tbd as a % of NAV of the Financial Product / per annum. Occured costs over one year 08070: Transaction costs ex post Definition tbd as a % of NAV of the Financial Product / per annum. Occured costs over one year 08080: Incidential costs ex post Definition tbd as a % of NAV of the Financial Product / per annum. Occured costs over one year Mandatory for German and Swiss distributors 08090: Date of beginning of calculation period Mandatory for German and Swiss distributors 08100: Date of end of calculation period Mandatory for German and Swiss distributors Relevant fields for structured securities 08010: One off entry cost ex post If 07010 set to U : absolute figures in product currency If 07010 set to P : % of Notional or NAV (not per annum) 08020: One off exit cost ex post If 07010 set to U : absolute figures in product currency If 07010 set to P : % of Notional or NAV (not per annum) 08030: Ongoing costs ex post If 07010 set to U : absolute figures in product currency If 07010 set to P : % of Notional or NAV (not per annum) 08040: Ongoing costs ex post accumulated If 07010 set to U : absolute figures in product currency If 07010 set to P : % of Notional or NAV (not per annum) 08050: Management fee ex post If 07010 set to U : absolute figures in product currency If 07010 set to P : % of Notional or NAV (not per annum) One Key Investor Information Document resuting from a merger of fixed texts (in the appropriate language) and data of a specific fund. Annotations include reference to articles numbers of EU Commission Regulation # 583/2010 For fixed headings and disclaimers, an example of possible or imposed text is displayed between quotes like 'Disclaimer' Fund or share class identifiers for easy connection to other fund or share class data Definition of data source (investment company, vendor, ...) Cover page fixed texts. Art 4.2 and 4.3 Heading 'Key Investor Information' 'This document provides you with...' Art.4-4 Fund or Share class(es) identification 'ISIN:' ISIN code of the share class Indicator set to true if the current share class is the main share class. Performances and risk indicator are computed with the main share class data. Umbrella fund name, if any Subfund or compartment name 'This key investor information is accurate as at..' Art.4-13 Art.4-5 and 6 'This fund is managed by...' 4-5 4-6 Language used for the current KIID Art.7 'Objectives and Investment Policy' 7-1 complement an/or 7-4 7-1a 'Main asset categories' 7-1a Instruments categories the fund may invest in Category of eligible instruments 1-7-1c - Description of instrument category selection criteria (geographical, economic, market, ...) 7-1b 'Frequency of Subscription/redemtion: ' 7-1b Dealing frequency for subscription/redemption (daily, weekly, monthly, ...) 7-1e 'Distribution policy: ' 7-1e Distribution or Capitalization description 7-1d Reference to a benchmark 'The fund refers to the following benchmark: ' Description of the degree of freedom in relation to the benchmark 7-2 'Additional information on strategy: ' 7-2a 7-2a Indication of issuers allowed: governments, corporate,... 7-2a 7-2c Growth, Value or High dividends 7-2d 'Specific asset management techniques used: ' 7-2d Eg. Hedging, arbitrage, leverage, etc. 1-7-2e Impact of portfolio transaction costs due to the fund strategy 7-1f 'Recommendation: this fund may not be appropriate for investors...' 1-7-2f Statement on minimum holding period as an essential element Art.7-2b and 36 Additional information for a structured fund Description of elements necessary for a correct understanding of the pay-off References to the details of the algorithm (reference to the prospectus) Art.36 Percentage 36-6 Scenarios are just examples of possible situations Art.8 8-1 'Risk and Return Profile' 'Lower risk' 'Higher risk' 'Typically lower rewards' 'Typically higher rewards' 8-4a to 8-4d 'Risk indicator comments:' 8-4a Historical data is no indication of future risk profile 8-4b Indicator value liable to change over time 8-4c Lowest indicator value doesn't mean risk-free 8-4d Explanation of why the fund is in its risk category Details of capital guarantee or protection Numerical value of risk indicator (from 1 to 7) 8-3 8-1b and 8-5 Risk factors not included in the synthetic risk indicator (credit, liquidity,counterparty, operational, derivative risks,...). 'Other information about this fund's risks:' 8-5a Credit risk for debt securities 8-5b Liquidity risk description 8-5c Counterparty risk description 8-5d 8-5e Derivatives risk description Art.10 to 14 Description of charges applicable to the fund 'Charges for this Fund' 'One-off charges taken before or after you invest' 10-2a Maximum subscription fee percentage 'Entry charge' 'This percentage is a maximum.' 10-2a Maximum redemption fee percentage 'Exit charge' 'This percentage is a maximum.' 'The entry and exit charges shown are maximum figures. In some cases you might pay less – you can find this out from your financial adviser.' 'These percentages are maximum figures.' 'Charges taken from the fund over a year' 10-2b Actual percentage of charges taken from the Fund (previous year) 'Ongoing charges' Last known ongoing charges percentage Last closing month for ongoing charges MM/YYYY 11-1b Statement explaining that the ongoing charges figure is based on the last year's expenses. 24-2 Also used if ongoing charges are estimated 'The ongoing charges figure is based on expenses for the year ending ' [ClosingMonth] 11-2a(i) Statement explaining that the charges are used to pay the running costs of the fund. 14 Reference to fund's prospectus for more details 'This figure may vary from year to year. It excludes: • Performance fees. • Portfolio transaction costs, except in the case of an entry/exit charge paid by the UCITS when buying or selling units in another CIV.' Art.12 Other fees details 'Charges taken from the fund under certain specific conditions' Other fees details Eg. Performance fee, Switch fee, Master fund fees, All-inclusive fee,... Description of current fee (conditions,...) Calculation rules for the current fee Last closing month for current fee MM/YYYY Art.15 to 19 Not to be provided for structured funds 'Past performance' Zero to ten past years perfomances, according to fund existence duration. Only full years of existence of the fund are used. Four digits format YYYY Percentage Benchmark performance if available (Percentage) 17-1 and 17-2 Indicates that a material change having an impact on performance occurred during the year (y/n) 19-2 Indicates that the performance has been simulated 15-5a to 5d a - Limited value for future performance b - List of charges and fees included for computation c - Year of creation of the fund d - Currency used for calculation 'Currency used for calculation: ' [CurrencyUsed] Currency used for performance calculation 'Event impacting performance in ' [Year with MaterialChandeIndicator="y"] Art.20 and 21 'Practical information' 'Depositary: ' 20-1a 20-1b and 1c Where to find... Where and how to obtain further information free of charge: prosectus, annual report, NAVs... 'This information is available in the following languages: ' List of languages available 20-1d Impact of country of residence on taxes 20-1e 20-3 Statement on possibility of switch between compartments 20-3 Name of the share class used for the current KIID 21-1 Possible additional sources of information: prospectus, annual reports, website(s), etc. 25-2 Specific information for compartment funds 2a KIID describes a compartment 2b Information on segregation of assets and liabilities of each compartment 2c Information on switch between compartments (how to...) 34 Additional information if the fund is a feeder of a master fund 34-2a Statement explaining where to find information about the master fund (prospectus, KIID, annual reports, etc.) List of language(s) in which information is available Available media(s): paper, CD, Web, etc. 'Free delivery' or description of fees to be paid for medias Country of domicile of the master fund When master fund is established in another country, statement explaining this may affect the feeder's tax treatment. XML adaptation of "PRIIPS Pan European Data Exchange Template" After one year. Mandotory if RHP >1 year. After half of the RHP. Mandatory if the RHP > 2 years. At the RHP The following calculated investment amounts are based on value 31040_Investment amount. Investment amount of unfavourable scenario for related period Investment amount of moderate scenario for related period Investment amount of favourable scenario for related period amount of stress scenario for related period Avg return of unfavourable scenario for related period Avg return of moderate scenario for related period Avg return of favourable scenario for related period Avg return of stress scenario for related period 04010-Language in which all narratives/texts of this set of data are written 04020-Flag Comprehension Alert 04030-Text in reference language: The description of the type of retail investor to whom the PRIIP is intended to be marketed in the section entitled ‘What is this product?’ of the key information document shall include information on the target retail investors identified by the PRIIP manufacturer, in particular depending on the needs, characteristics and objectives of the type of client for whom the PRIIPs is compatible. This determination shall be based upon the ability of retail investors to bear investment loss and their investment horizon preferences, their theoretical knowledge of, and past experience with PRIIPs, the financial markets as well as the needs, characteristics and objectives of potential end clients. 04040-Text in reference language: Information stating the objectives of the PRIIP and the means for achieving those objectives in the section entitled ‘What is this product?’ of the key information document shall be summarised in a brief, clear and easily understandable manner. That information shall identify the main factors upon which return depends, the underlying investment assets or reference values, and how the return is determined, as well as the relationship between the PRIIP’s return and that of the underlying investment assets or reference values. 04050-Text in reference language: [insert a brief explanation of the classification of the product with a maximum of 300 characters in plain language] 04060-Text in reference language (Element E) [Where applicable: element h] [Other risks materially relevant to the PRIIP not included in the summary risk indicator to be explained with a maximum of 200 characters] 04070-Legal Form like SICAV, OEIC, ... Understable to te customer 04080-Capital Guarantee 04081-Capital Guarantee level. Minimum amount will be paid at redemption in%. Cf annex 3, point 7, Element F 04082-The field shall contain well-formulated text which can be used directly by the insurer in the KID according to article 14 of the regulation. 04083-Date before which the early exit conditions apply. 04084-characteristics of the guarantee: open ended or fixed maturity, daily or monthly lockin, monthly reset, constant guarantee, reference value (highest NAV, NAV of start period,…), other particularities, name of the guarantor 04085-Possible maximium loss 04090-Describes the outperformance of your product and shall be a well-formulated text. It shall be possible to enter the field into the sentence below. (annex VII Table 2 ) 04100-Describes the outperformance of your product and shall be a well-formulated text. It shall be possible to enter the field into the sentence below. (annex VII Table 2 ) 04110-This field shall be used only under exceptional circumstances and requires a manual review and might block automatic processing. This field is usually empty. Coupon Frequency: 0 other than 1 Annual, 2 Semestrial, 4 Quarterly, 12 Monthly Fund or share class identifiers for easy connection to other fund or share class data Definition of data source (investment company, vendor, ...) 09999 - Data Exchange Template Published Version. The version corresponding to the current XML schema is "V1.1" EPT 00 / CEPT PRICES 10 / CEPT RHP 30 EPT 00010 / CEPT PRICES 10010 / CEPT RHP 30010 Name of Issuer of Fund or Share Class, or segregated account manager. EPT 00020 - Name of Guarantor of the financial instrument or fund... i.e. the entity to which the end investor has counterparty risk EPT 00030 / CEPT PRICES 10020 / CEPT RHP 30020 - Use ISIN, CUSIP, BLOOMBERG etc. or internal code. See CodificationSystem. ISIN Preferred when available. EPT 00050 / CEPT PRICES 10040 / CEPT RHP 30040 - Name of the Portfolio or name of the CIS EPT 00060 / CEPT PRICES 10050 / CEPT RHP 30050 - Valuation currency of the portfolio or the share class EPT 00070 / CEPT PRICES 10060 / CEPT RHP 30060 - Date of reporting (date report produced) EPT 00080 / CEPT PRICES 10070 / CEPT RHP 30070 - PRIIPS Category of the Portfolio (1 to 4) EPT 00090 - CIC code - Fund (4 digits) EPT 00100 - Indicator whether the portfolio targets specific environmental or social objectives. CEPT: 10080 Date of the launch or of the last relevant revision with material investment strategy changes 01-02-03-04 This sheet aims to provide minimum data points for an investment options (wrapper [e.g., in UK MOPs invest in wrappers, which are investing into funds], funds resp. share class data) of Multi Option PRIIPs (MOPs) and discretionary portfolios of an insurance product. 01 01010-Number of valuation days per year for the portfolio or fund or share class. 01020-VEV of the Portfolio/Share Class. Mandatory for cat 2 and 3 / Optional for cat 1 and 4 01030-Indicator to alert if the fund is flexible. If the annex 2 section 14 of the regulation applies 01040-Var Equivalent Volatility of the portfolio. Mandatory if IS-Flexible is set to Yes 01050-Var Equivalent of the reference asset allocation of the portfolio. Mandatory if IS-Flexible is set to Yes 01060-Indicator to alert if there is a relevant risk limit for flexible funds 01070-Var Equivalent volatility of the risk limit of the portfolio 01080-Indicator to alert if there is a credit risk 01090-Summary Indicator Risk of the fund or the portfolio (1 to 7) 01100-Market Risk Measure of the fund or portfolio (1 to 7) 01110-Credit Risk measure of the fund or the portfolio (1 to 6) 01120-Recommended holding period of the fund (in years (not an integer)) 01130 - Required only for fixed maturity financial instruments in ordrer to calculate the remaining time to maturity as a RHP. 01140 - Risk of Liquidity at the level of the fund or the portfolio M = material liquidity risk, I = illiquid, L = no liquidity issue. 02 02010-02020-02030 Annual return of the portfolio, fund, share class corresponding to the unfavorable scenario. 02040-02050-02060 Return of the portfolio, fund, share class corresponding to the moderate scenario 02070-02080-02090 Annual return of the portfolio, fund, share class corresponding to the favorable scenario 02100-02110-02120 Annual return of the portfolio, fund, share class corresponding to the stress scenario 02130-See PRIIPS regulation. Mandatory for PRIIPS cat equals to 2 02140-See PRIIPS Regulation. M1. Mandatory for PRIIPS cat equals to 2 02150-See PRIIPS Regulation. Square root of M2. Mandatory for PRIIPS cat equals to 2 02160-See PRIIPS Regulation. Mandatory for PRIIPS cat equals to 2 02170-See PRIIPS Regulation. Mandatory for PRIIPS cat equals to 2 02180-Volatility used to calculate stress scenario 03 03010-03050 03010-Subscription fees not acquired to the fund or the share class or portfolio mandate. Expressed as a % of the amount to be invested 03015-Subscription fees acquired to the fund or the share class or portfolio mandate. Expressed as a % of the amount to be invested 03020-Exit fees at the end of RHP for the portfolio or fund or share class. It is expressed as a % of net asset value. 03030-Exit fees after one year for the portfolio or fund or shar class. It is expressed as a % of net asset value. Mandatory if datapoint Sliding exit cost is Yes. 03040-Exit fees after half of the RHP for the portfolio or fund or shar class. It is expressed as a % of net asset value. Mandatory if datapoint Sliding exit cost is Yes. 03050-Sliding exit cost indicator 03060-03070 03060-See PRIIPS definition as a % of NAV of the portfolio, the funds or the share class / per annum. Maximum fees, including look through for fund of funds / custodian fees / management fees. 03070-Maximum fee. Can be submitted to reduction for some specific commercial agreement between insurers and structurers. 03080-See PRIIPS definition as a % of NAV of the portfolio, the funds or the share class / per annum 03080-03100 03090-Indicates whether there are existing performance fees or not 03095-See PRIIPS definition as a % of NAV of the portfolio, the funds or the share class / per annum 03100-Indicates whether there are exiting carried interest fees or not 03105-See PRIIPS definition as a % of invested capital per annum (average) 04 05-Specific UCITS data for insurers opting for Art 14.2 for MOP 05010-indicate if the line contains PRIIPS data or Not 05020-indicate if the line contains UCITS data or Not 05030-The SRRI of the Valid UCITS KIID 05040-If available - Historical volatility corresponding to the SRRI of the Valid UCITS KIID 05050-Management fees as in the UCITS KID 05060-See PRIIPS / UCITS definition as a % of NAV of the portfolio, the funds or the share class / per annum 05065-Indicate the option chosen by the Asset Manager to calculate Transaction costs for UCITS funds 1. New PRIIPS methodology 2. Full PRIIPS methodology 3. Other methodology 4. None 5. text 5. Text 05070-See UCITS definition as a % of NAV of the portfolio, the funds or the share class / per annum 05080-See UCITS definition as a % of invested capital per annum (average) 05090-Direct link to the UCITS Kid 07-Specific data for Structured Products - RIY Costs Note: Cost fields in RIY terms as requested by the PRIIPS KID. This section is optional and is required only if it is impossible to calculate RIY from the previous section. This happens for products with periodical coupons and/or early callability features. In this case, the Performance Scenario fields together with the Cost fields are not adequate to calculate the IRR of the gross and net scenarios. 07010-Total cost in 00060_Share_Class_Currency terms in case the investor cashes in after one year, as requested in the "Costs over time" table. Rebased to 1. 07020-RIY in case the investor cashes in after one year, as requested in the "Costs over time" table. 07030-Total cost in 00060_Share_Class_Currency terms in case the investor cashes in at the middle of the RHP, as requested in the "Costs over time" table. 07040-RIY in case the investor cashes in at the middle of the RHP, as requested in the "Costs over time" table. 07050-Total cost in 00060_Share_Class_Currency terms in case the investor cashes in at the RHP, as requested in the "Costs over time" table. 07060-RIY in case the investor cashes in at the RHP, as requested in the "Costs over time" table. 07070-The entry cost in RIY terms, as requested in the "Composition of costs" table. 07080-The exit cost in RIY terms, as requested in the "Composition of costs" table. 07090-The portfolio transaction costs in RIY terms, as requested in the "Composition of costs" table. 07100-The other ongoing costs in RIY terms, as requested in the "Composition of costs" table. 07110-The performance fees in RIY terms, as requested in the "Composition of costs" table. 07120-The carried interests in RIY terms, as requested in the "Composition of costs" table. 11-Price History. PRICES is only for "comfort" delivery. This node aims to provide raw price data of the investment options, which can be used by the MOP manufacturer to perform calculations in the context of the MOP KID preparation 04-Narratives translated per reference language provided. NARRATIVES is only for "comfort" delivery. This node has been established to allow investment option manufacturer to provide narratives in languages that may differ from the original base language. It aims to enable MOP manufacturers to align the narrative languages required for the MOP KID. 31-32-33-34 VALUES_PER_RHP is only for "comfort" delivery. This node has been established to allow PRIIP manufacturer investing in other PRIIPs (e.g., MOPs) to receive calculated figures for RHPs that may differ from the RHP of the underlying PRIIP (e.g., RHP = 5 for an UCITS share class). Therefore, it enables PRIIP manufacturer to pick the values for the related RHP that matches the RHP of the PRIIP (e.g., MOP). It is up to the underlying PRIIP manufacturer to provide such additional information, beside the calculated figures at original RHP, as they are presented in the main data sheet. The data file will contain calculated figures for a range of RHP from 5-30 years and each line Represents the performance scenarios for each RHP. Specific data for German CAT IV PRIIPs (PIA model) 11010-Price date 11020-Share price of the fund/share class 11030-Share price currency (most cases share currency) 11040-Factor as combination of distribution value and share split factor (if this field is provided then following fields are not required). Value which the price should be multiplied to to obtain the correct performance time series. This should reflect the multiplying factor and should be populated every day. In case of null value, '1' is taken as default. Should only be populated in case a share price factor is relevant. 11050-Distribution value in share price currency. Should be populated on day of distribution only and only in case a distribution has taken place. 11060-Should only be populated in case of a share split - then respective factor should be populated. This should reflect the multiplying factor and should be populated every day. In case of null value, '1' is taken as default. 11070-In the rare occasion of a share class currency change - this needs to be populated with the old share class currency. Should only be populated in case a share class currency change took place. 11080-In the rare occasion of a share class currency change - this needs to be populated with the value: (old share class currency/new share class currency). Should only be populated in case a share class currency change took place. 11090-In the rare occasion of a valuation frequency change - this needs to be populated with the old value of EPT field 01010_Valuation_Frequency. Should only be populated in case a share class currency change took place. "0" = other than "1"= annual "2"= biannual "4"=quarterly "12"= monthly "24"=bimonthly "52"=weekly "104"=biweekly "252"=daily 31-Definition of periods per RHPs and investment amount base 31010-Has to be set as default value 1 and only to be filled when HP of product is >=3 31020-Is considered as RHP/2 and rounded up to the nearest year. Has to be filled when RHP is >3 31030-The holding period (HP) is the period used as a basis for the calculation of the subsequent purposes. It gives the MOPs manufacturer the possibility to align the HP of the underlying investment option with the RHP of the MOP. 31050-To indicate whether a lump sum or regular premium option has been chosen One of the options in the following closed list to be used: LS - Lump sum RP - Regular premium 31060-Standard 10,000 for lump sum or 1,000 for regular premium 31070- 32- Risk section 32010-The summary risk indicator (SRI) shall be presented in a numerical scale ranging from 1 to 7, where 1 indicates the lowest risk class and 7 indicates the highest risk class. Calculated based on the RHP of the underlying PRIIP 33-Performance Scenario Section. The following calculated investment amounts are based on value 31060_Investment amount. 33010-33020-33030-33040 33050-33060-33070-33080 33090-33100-33110-33120 33130-33140-33150-33160 33170-33180-33190-33200 33210-33220-33230-33240 34-Cost Section. The amounts shown here are the cumulative costs of the product itself, for three different holding periods. They include potential early exit penalties. The figures assume you invest field value 01040_Investment amount = 10 000. The figures are estimates and may change in the future. 34010-The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The amounts shown here are the cumulative costs of the product itself, for three different holding periods. They include potential early exit penalties. The figures assume you invest field value 01040_Investment amount = 10 000. The figures are estimates and may change in the future. 34020-The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The amounts shown here are the cumulative costs of the product itself, for three different holding periods. They include potential early exit penalties. The figures assume you invest field value 01040_Investment amount = 10 000. The figures are estimates and may change in the future. 34030-The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The amounts shown here are the cumulative costs of the product itself, for three different holding periods. They include potential early exit penalties. The figures assume you invest field value 01040_Investment amount = 10 000. The figures are estimates and may change in the future. 34040 34050 34060 CodificationSystem (restricted list for Securities) and Code expressed in CodificationSystem Codification system used. Integer corresponding to the following closed list: 1 - ISO 6166 for ISIN code 2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies) 3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange) 4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number) 5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities) 6 - BBGID (The Bloomberg Global ID) 7 - Reuters RIC (Reuters instrument code) 8 – FIGI (Financial Instrument Global Identifier) 9 - Other code by members of the Association of National Numbering Agencies 99 - Code attributed by the undertaking Value of code in CodificationSystem The Portfolio is analysed from investor's point of view. If Portfolio is a Fund with share classes, there is one Portfoliofor each share class. For hedged shares, hedging instruments are included in the prortfolio. References to Club AMPERE Excel "Template for Solvency 2 reporting": Ann in Annotations refers to row #nn in column A (or "NUM") of he Spreadsheet XML adaptation of "Tripartite Template" Fund or share class identifiers for easy connection to other fund or share class data Definition of data source (investment company, vendor, ...) A1000 - Version number of the TPT. The version corresponding to the current XML schema is "V3.0" A02 01 - Use ISIN, CUSIP, BLOOMBERG etc. or internal code. See CodificationSystem. ISIN Preferred when available. A03 - Portfolio or Fund or Share class name A04 - Portfolio currency used for valuation of assets. If Portfolio is reported at ShareClass level, PortfolioCurrency is the ShareClass currency. A05 - Total net assets of the Portfolio or the Share class in PortfolioCurrency A06 - Date at which the portfolio inventory is valid. Used for NAV date. A07 - Used for month end date. If Portfolio is a Fund or a Fund Share class A08 - In Portfolio currency A08b - Total number of shares of the Share Class. To enable apportionment of the investment holding by the insurance entity in their proportion ownership. A09 - Liquidities of the Portfolio converted into Portfolio currency. In percentage of TotalNetAssets. A10 - Weighted average modified duration of portfolio. Only required for relevant asset types (including derivatives). A11 - "Y" if all SCR contributions are given for each Portfolio line. "N" otherwise. Additional Portfolio information for QRTs A117-116-115 - Name and Code of Fund Issuer A118 A122 A121-120-119 - Name, LEI or Pre LEI of the Group the Fund issuer belongs to. A123 A123a A124 - Difference with A10? A114 1=EEA 2=OECD non EEA 3=RoW Inventory of the Portfolio Detail of each Position. A12 - Instrument type. E.g. Equity, bond, option, swap,... CIC codification used. A13 - Economic area code of quotation country: 0 non listed 1 EEA 2 OECD non EEA 3 non OECD A15 14 - Use ISIN, CUSIP, BLOOMBERG etc. or internal code. See CodificationSystem. ISIN Preferred when available. A16 - Grouping code for operations on multi-leg instruments. Useless for single-leg positions. A17 Valuation characteristics and Position market value(s). A17b - Asset/Liability identification if needed "A" or "L" or blank if values are directional values. "NA" or blank if not used A18 - Quantity of Instrument in Position. 1 for OTC. Not reported if A19 is reported ????? A19 - In QuotationCurrency. = Quantity * Nominal Unit Amount A20 - Only for futures and options. The way the contract size is defined varies according with the type of instrument. See EIOPA definition (QRT 0801) A21 - Instrument quotation currency (A) A22 - Amount in QuotationCurrency (A) including accrued coupon. (Dirty value) A23 - Market value in QuotationCurrency not including accrued income. A125 - Accrued interest in QuotationCurrency. Generally equals to: MarketValueQC - CleanValueQC A24 - Amount in PortfolioCurrency (B) including accrued coupon. (Dirty value) A25 - Market value in PortfolioCurrency not including accrued interest A126 - Accrued interest in PortfolioCurrency. Generally equals to: MarketValuePC - CleanValuePC A26 - MarketValuePC in percentage of TotalNetAssets (including liquidity) 50%=0.5 A27 - MarketExposure in QuotationCurrency (A). Different from MarketValueQC for derivatives: valuation of the equivalent position on the underlying asset. A28 - MarketExposure in PortfolioCurrency (B). Different from MarketValuePC for derivatives: valuation of the equivalent position on the underlying asset. A30 - MarketExposurePC as percentage of TotalNetAssets. 1.2% = 0.012 A29 - %Market exposure in QuotationCurrency (C) of underlying asset A31 - MarketExposureUC converted in PC, in percentage in percentage of TotalNetAssets. 2.7% = 0.027 Detailed characteristics for interest rate instruments. A32 - Type of interest rate: "Fixed" (fixe), "Variable" (révisable), "Floating" (variable) A33 - Next annual coupon rate in percentage (known, or estimated for Floating). 3.5% has to be written "3.5" For Floating/Variable rate bond. A35 34 - Identification of index used as reference for Floating/Variable rate bond. CodificationSystem omitted if internal codification is used. A36 - Name of Index A37 - Annual additive margin in percentage. e.g. -0.5% should be written as "-0.5" A38 - Coupon payment frequency as number of coupons per year 0 = other case than 1= annual 2= biannual 4= quarterly 12= monthly A63 - Start date to accrue interest. A39 40 41 - Redemption details To be used only for a callable / putable bond. The embedded option is described only for the first option date to come. A42 - For callable (C) or putable (P) bond. "B" if both A43 - Date of first Call / Put option to come. A44 - Option at the discretion of issuer(I) or bearer(B). "O" if both are possible. A45 - Strike price of first optional Call / Put as a percentage of nominal amount. 95%=0.95 Specific data in case no yield curve of reference is available (e.g. for developing countries or BRICS) A129 - Valuation Yield of the interest rate instrument ****Is 3.5% coded as 3.5 or 0.035? A130 - Issuer spread calculated from Z coupon IRS curve of quotation currency ****Is 0.5% coded as 0.5 or 0.005? A46 to A54 + A57 + A59 - Useless for cash positions. Mandatory otherwise. Refers to Counterparty for OTC Derivatives. Corresponds to TPT block "Issuer data" (A46 to A59) A54 - Economic sector of instrument issuer. NACE code mandatory. Optional for Derivatives or Underlying instruments. A55 - The instrument is covered ("C") or not ('NC') To be used for synthetic Asset Backed Securities (ABS) and other ABS A56 - 0=No 1=Securitisation type 1 2=Securitisation type 2 3= Re-securitisation A58b - Seniority A58 - Y/N A65 - "Y" if a "Systematic roll at maturity" program exists, otherwise "N" if used for hedging but no systematic roll at maturity; missing if not used for Hedging. For Futures or Convertible bonds: - Characteristics of the option (implicit or explicit). - Description of underlying instrument. For an Option, description of its characteristincs. For a convertible bond, description of optional conversion. Useless for single futures contract. A60 - Option type "Cal"=call "Put"=put "Cap"=cap "Flr"=floor A61 - Strike price of the option in same unit as price of underlying instrument. A62 - Quantity of UnderlyingInstrument obtained for one "Instrument". A64 - Option style: AMerican, EUropean, ASiatic, BErmudian Optional for convertibles Only for Convertible bond. For pricing using shock modelling. A127 - Lowest value of a convertible bond expressed in quotation currency, at current issuer spread A128 - Premium of the embedded option of a convertible bond in quotation currency. A67 - Instrument type. E.g. Equity, bond, option, swap,... CIC codification. A69 68 - Use ISIN, CUSIP, or OtherSecurityCodes/Name(of codification system) for BLOOMBERG, TELEKURS or Internal code A70 - Name of underlying instrument. A71 - Quotation currency (C) A72 - Last market price known, in Currency (C). A73 - Country of quotation A74 - Economic area code of Country of quotation: 0 non listed 1 EEA; 2 OECD non EEA 3 non OECD If underlying instrument is an interest rate instrument. A75 - Next coupon rate in percentage. 3.5% = 3.5 A76 - Coupon payment frequency as number of coupons per year 0 = other case than 1= annual 2= biannual 4= quarterly 12= monthly A77 78 79 - Redemption details. If underlying instrument is an interest rate instrument. A80 to A89 - Issuer of underlying instrument (or counterparty for OTC instruments). A 39 Expiry date for options. Maturity date for derivatives. Financial ratios: Modified duration, Delta, ... Useless fo cash positions A90 - Modified duration to maturity date based on dirty price. A91 - Modified duration to next call/put date, if any. A92 A93 - For Convertibles and Options. Sensitivity to the underlying asset. Mandatory?? ********** A94 - Convexity for interest rates instruments; or gamma for derivatives with optional components A94b A95 - If Portfolio is decomposed using look-through approach and the line comes from a fund, ISIN code of this fund (Share class) Instrument level. The block is optional. However, if the block is present, all the SCRs inside can be present, with the non relevant ones set to 0. Needed for segregated account. To be specified*********** A106 - Indicator used to identify the under-written instruments A107 - Instrument place of deposit A108 - Indicator used to identify the guidelines of participation in accountancy terms A110 - Use closed list: 1 - quoted market price in active markets for the same assets 2 - quoted market price in active markets for similar assets 3 - alternative valuation methods 4 - adjusted equity methods (applicable for the valuation of participations) 5 - IFRS equity methods (applicable for the valuation of participations) 6 - Market valuation according to article 9(4) of Commission Delegated Regulation 2015/35 A111 - Total acquisition value for assets held, clean value without accrued interest. Not applicable to CIC categories 7 and 8. A112 - A113 - A131 - Identifies the assets categories, receivables and derivatives within the collective investment undertaking. Possible values are: 1 - Government bonds 2 - Corporate bonds 3L - Listed equity 3X - Unlisted equity 4 - Collective Investment Undertakings 5 - Structured notes 6 - Collateralised securities 7 - Cash and deposits 8 - Mortgages and loans 9 - Properties 0 - Other investments (including receivables) A – Futures B – Call Options C – Put Options D – Swaps E – Forwards F – Credit derivatives L - Liabilities When the look-through regards a Fund of funds, category “4 - Collective Investment Units” shall be used only for non-material residual values. Name and codification of an Issuer Entity name LEI or internal code. CodificationSystem (non restricted list) and Code expressed in CodificationSystem Codification system used. Value of code in CodificationSystem CodificationSystem (restricted list for Securities) and Code expressed in CodificationSystem Codification system used. Integer corresponding to the following closed list: 1 - ISO 6166 for ISIN code 2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies) 3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange) 4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number) 5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities) 6 - BBGID (The Bloomberg Global ID) 7 - Reuters RIC (Reuters instrument code) 8 – FIGI (Financial Instrument Global Identifier) 9 - Other code by members of the Association of National Numbering Agencies 99 - Code attributed by the undertaking Value of code in CodificationSystem CodificationSystem (restricted list for Issuers) and Code expressed in CodificationSystem Codification system used. 1=LEI 9=None If CodificationSystem = 1 Value of code in other CodificationSystem. Can be omitted if CodificationSystem=9 List of possible contributions to global SCR. Applicable to a Position.Could also be used for a group of Positions A97 - Capital requirement for interest rate risk for the “up” shock. A98 - Capital requirement for interest rate risk for the “down” shock. A99 - Capital requirement for equity risk (EEA or OECD zone). Onlyl MktEqGlobal or MktEqOther will be non zero. A100 - Capital requirement for equity risk (non OECD zone). Onlyl MktEqGlobal or MktEqOther will be non zero. A101 - Capital requirement for property risk Capital requirement for interest rate spread risk. A102 A103 A104 A105 A105a - Capital requirement for FX (upward shock) A105b - Capital requirement for FX (downward shock) Corresponds to "Issuer data" block of Tripartite template Identification of instrument issuer (or counterpart for OTC instruments). Characteristics of final financial group the InstrumentIssuer belongs to (highest parent company). Duplicate InstrumentIssuer data if identical to InstrumentIssuer Country of instrument issuer: ISO country code 2 (ISO 3166-1) or "XA" for Supranational issuers or "EU" for European Union institutions Economic area code of Country: 1 EEA 2 OECD non EEA 3 non OECD. The instrument is guaranteed by the state of issuer ('Y') or not ('N') CQS: Synthetic issue or issuer rating. Integer from 0=AAA to 6=CCC. plus 9=unrated Redemption information of a bond or other interest rate instrument Last redemption date 9999-12-31 for perpetual. Expiry date for options. Type of Redemption schedule: Bullet or Sinkable (constant annuity). Omitted if not applicable. If known, redemption rate in percentage of nominal amount (A19) 100%=1.0 CIC code (4 positions) to identify a kind of security SII Economic area of a quotation place (including Non listed) SII Economic area of a country NACE European code (7 positions) to identify a kind of economic activity Flag Y or N Coupon Frequency: 0 other than 1 Annual, 2 Semestrial, 4 Quarterly, 12 Monthly Credit Quality Step (Synthetic rating) 0 to 6 or 9 if no rating known. Valid options defined in documentation of fund data portal by OeKB Optional informations from fund data portal when downloading data Country specific data for Austria ZusatzFelder fuer die monatliche OFI Meldung Mittelzufluesse aus Ausgabe von Anteilsrechten fuer den Gesamtfonds Mittelabfluesse aus Ruecknahme von Anteilsrechten fuer den Gesamtfonds Mittelabfluss aus Ausschuettung zum Ex-Tag Fondsvermoegen des Vormonats (ultimo) des Gesamtfonds (sollte dem Wert der letzten Meldung entsprechen; wenns geht) "OFI" ... OFI/IF Meldung an OeNB Daten für die Quartalsmeldeverordnung 2012 der FMA auf der Basis des neuen Pensionskassengesetzes Einzelpositionsdaten Je Position zumindest ein Knoten mit einer UniqueID und der QMV-Kategorie und/oder dem zuzurechnenden Betrag. Bei Derivaten sollten hier zwei Knoten je Position angegeben werden (Bewertung + Exposure). Bezug zur Position bzw. Bezug zum Wertpapier, Derivat oder Geld PKG/QMV-Kategorie (dreistellige Nummer) laut Vermögensausweis Betrag, der aufgrund der oben genannten Position einer Kategorie zugerechnet wird Summen je Kategorie (entspricht dem Meldeformular) Je Kategorie ein Knoten PKG/QMV-Kategorie (dreistellige Nummer) laut Vermögensausweis Summe für obige Kategorie Optional informations from fund data portal when downloading data Enthält die Felder des OeKB Stammdatenblatts lt. Beschreibungen der OeKB Data Supplier Code lt. Liste OeKB Depotbank Code lt. Liste OeKB TT.MM. Day between 1 and 31 Month between 1 and 12 TT.MM. Day between 1 and 31 Month between 1 and 12 TT.MM. Day between 1 and 31 Month between 1 and 12 Enthält die Felder des OeKB Stammdatenblatts lt. Beschreibungen der OeKB Datum ab wann das Stammdatenblatt gültig ist valid since Fondsname laut FMP official fund name according to legal authority Legal Entit Identifier Legal Entit Identifier Flag, ob es sich um einen Tanchenfonds (Gebühren, Währungen, etc.) handelt Indicates a hedged or currency tranche FONDS TECHNISCHE_ISIN C-PLAN Indicates a regular fund, internal (technicial) ISIN or a saving plan Name des Anteilscheines Name of Shareclass interne ÖNB Wrapper Nummer internal OeNB wrapper number OeNB ID des Fonds OeNB ID of the fund Handelt es sich um einen Umbrella Fonds Indicates an umbrealla fund Handelt es sich um einen börsengehandelten Fonds Indicates an ETF Verwaltende KAG Asset Manager Company Depotbank Code lt. Liste OeKB LEI of the Custodian LEI des steuerlichen Vertreters LEI of the tax proxy Präfix des Tranchennamens präfix of the tranch name Postfix des Tranchennamens Postfix of the tranch name Geschäftsjahresbeginn TT.MM. Start Of Fiscal Year DD.MM. Geschäftsjahresende TT.MM. End of fiscal year DD.MM. Datum der jählichen Ausschüttung TT.MM. Date of yearly distribution DD.MM. Währung des Anteilscheines Currency of the shareclass Datum des ersten Fondsvolumens Date of the first NAV Zielgruppe laut ÖKB investor target group according to ÖKB Anteilscheinsertragstyp Shareclass revenue type Max. Ausgabeaufschlag laut Fondsprospekt max. AGIO according to prospect Max. Rücknahmebegühr laut Prospekt Max. disagio according to prospect gibt es eine Midestverwaltungsgebühr minimum admin fee flag Maximale Verwaltungsgebühr laut Prospekt max. admin fee Existiert eine Performance Fee performance fee existing die kleinste Stückelung der Ausgabe minimum denomination Mindestivnest bei Ersterwerb minimum investment first invest Mindeststück bei Ersterwerb smalest amount of units 0.1 - Allgemeine Charakteristik des Fonds OGAW OGAW = UCITS AIFRO AIF Privatkunde - offen AIFRG AIF Privatkunde - geschlossen AIFIO AIF professioneller Kunde - offen AIFIG AIF professioneller Kunde - geschlossen EUSEO EUSEF - offen EUSEG EUSEF - geschlossen EUVEO EUVECA - offen EUVEG EUVECA - geschlossen ELTIO ELTIF - offen ELTIG ELTIF - geschlossen legal fund type 0.2 - Sondervermögen separate property 1.0 - Fondskategorie 1.1. Rentenfonds (mind. 51% Rentenanteil) RSHT Short (Duration 0-3 Jahre) RMED Medium (Duration 3-7 Jahre) RLONG Long (Duration ab 7 Jahre) RFLEX Flexibel (Duration flexibel) 1.2. Geldmarktfonds MMFST Kurzfristige Geldmarktfonds (Short Term MMF) MMF standard Geldmarktfonds (standard MMF) 1.3. Gemischte Fonds GKON Konservativ Richtwert: GAUS Ausgewogen Richtwert: GDYN Dynamisch-Flexibel Richtwert: 1.4. Aktienfonds AKT Aktien (direkt und/oder indirekt) 1.5. Spezifische Ausprägung (mind. 51%) DHF Dachhedgefonds DERF Derivatefonds 1.6. Hedge Fonds HLGBS Equity: Long Bias HLGST Equity: Long/Short HMTNL Equity: Market neutral HSTBS Equity: Short Bias HFXIA Relative Value: Fixed Income Arbitrage HCBAR Relative Value: Convertible Bond Arbitrage HVLAR Relative Value: Volatility Arbitrage HDSRS Event Driven: Distressed/Restructuring HRAMA Event Driven: Risk Arbitrage/Merger Arbitrage HEYSS Event Driven: Equity Special Situations HCLST Credit Long/Short HABLG Credit Asset Based Lending HMACR Macro HCTAF Managed Futures/CTA: Fundamental HCTAQ Managed Futures/CTA: Quantitative HHFND Multi-strategy hedge fund HOFND Other hedge fund strategy 1.7. Private Equity Fonds PVENT Venture Capital PGRTH Growth Capital PMZNE Mezzanine Capital PMULT Multi-strategy private equity fund POTHR Other private equity fund strategy 1.8. Real Estate Fonds IRESL Wohnimmobilien ICOML Gewerbeimmobilien IINDL Industrieimmobilien IMULT Gemischte Nutzung fund investment type 5.5. Active Style Management GRWTH Growth VALUE Value BLEND Blend type of active style management 5.6. Passive Style Management - Indextracking passive fund (indextracing) flag 6.4. Regulatorisches Risikomanagement COMMA Commitment Approach gemäß DerVO VARAB VaR absolut gemäß DerVO VARRE VaR relativ gemäß DerVO regulatory risk management 5.12. Einsatz von Derivaten DERH Derivate nur zur Absicherung DERHS Derivate zur Absicherung und als Teil der Anlagestrategie NEIN keine Derivate usage of derivatives 2.6. Zugehörigkeit zu Rahmenwerk RK46 OGAW (Publikumsfonds mit Veranlagung gemäß § 46 iVm § 66ff InvFG 2011) RK75 OGAW (Publikumsfonds mit Veranlagung gemäß § 46 iVm § 75 InvFG 2011) NK166 AIF (Publikumsfonds mit Veranlagung gemäß § 166 f InvFG 2011 iVm AIFMG ) NKSP AIF (Spezialfonds mit Veranlagung gemäß § 163 ff iVm InvFG 2011 iVm AIFMG) NKSPA AIF (Spezialfonds mit Veranlagung gemäß § 163 iVm § 166f InvFG 2011 iVm AIFMG) NKSPI AIF (Spezialfonds mit Veranlagung gemäß § 163 iVm § 75 InvFG 2011 iVm AIFMG) NKPIF AIF (PIF gemäß § 168ff InvFG 2011) NKPZV AIF (PIF und ZVE gemäß § 168 ff InvFG 2011 iVm § 108 h EStG) NKZVE AIF (ZVE gemäß § 108h EStG) EUSEF EuSEF (gemäß Verordnung (EU) 346/2013 des Europäischen Parlaments und des Rates über Europäische Fonds für soziales Unternehmertum) EUVEC EuVECA (gemäß Verordnung (EU) 345/2013 des Europäischen Parlaments und des Rates über Europäische Risikokapitalfonds) ELTIF ELTIF (gemäß Kommissionsvorschlag) IMMO Immobilieninvestmentfonds gemäß ImmoInvFG iVm AIFMG IMMOG Immobilieninvestmentfonds gemäß AIFMG SONST Sonstige AIF gemäß AIFMG legal framework 4.1. Anlageregion AT Österreich NAM Nordamerika LAM Latein Amerika AP Asien/Pazifischer Raum APXJ Asien/Pazifischer Raum (ausgenommen Japan) JPN Japan SASIA Südasien - Asia Sub Continent EURGE Europa gesamt EU Europa (EU) EURO Euroland - Euro area EUXUK Europa (ausgenommen UK) ME Mittlerer Osten AFR Afrika MEAEM Mittlerer Osten und Afrika, emerging markets LAMEM Latein Amerika, emerging markets APEM Asien/Pazifischer Raum, emerging markets CEE Mittel- und Osteuropa, emerging markets COMM "Commonwealth of Independent States, emerging markets Gemeinschaft unabhängiger Staaten" GLDM Global, developed markets GLEM Global, emerging markets GLAC Global, all countries main investment region 4.2. Anlagewährung EUR EUR (ausschließlich) EURVW EUR (überwiegend) EURHG EUR hedged (überwiegend) SICUR Single Currency GLDOM Global mit dominanter Währung GL Global investement currency 6.1. SRRI Kategorie MARKT Market Fund AR Absolute Return Fund TR Total Return Fund STRUC Structural Fund LIFCY Life Cycle Fund SRRI category 2.10. geltendes Recht AT österr. InvFG oder österr. ImmoInvFG 2011 und/oder österr. AIFMG XXX ISO Codes applicable law ISO-Code darf nur bei Anlagewährung 'SICUR' oder 'GLDOM' angegeben werden. main investement currency - Wenn 'JA' dann darf Allgem. Charakteristik des Fonds nicht 'OGAW' sein. Weiters darf bei 'JA' die Zugehörigkeit zu Rahmenwerk nicht 'RK46', 'RK75', 'NK166', 'NKSP', 'NKSPA', 'NKSPI', 'NKPIF', 'NKPZV', 'NKZVE', ('EUSEF', 'EUVEC', 'ELTIF'), 'IMMO' oder 'IMMOG' sein. short selling allowed 3.1. Fondstyp FOF Dachfonds (mind. 51% Subfonds) ZIELF Zielfonds (bis max. 10% Subfonds) INVF Investmentfonds IMMO Immobilien-Investmentfonds (gemäß ImmoInvFG) SONST sonstige AIF fund investment type (fund of fund) 5.1. Rententypen CORP Corporate Bonds GOV Government Bonds AGBND Aggregate Bonds (= Corporate Bonds and Government Bonds) Bond type 5.2. Duration von Renten bei Gemischten Fonds RSHT Short (Duration 0-3 Jahre) RMED Medium (Duration 3-7 Jahre) RLONG Long (Duration ab 7 Jahre) RFLEX Flexibel (Duration flexibel) duration of balanced funds 5.3. Risikoklasse/Renten MINAA AAA bis AA INGR Investment Grade NINGR non Investment Grade - Fondskategorie darf nur ein Code aus 'Rentenfonds', 'Geldmarktfonds' oder 'Gemischter Fonds' sein. bonds rating - Wenn 'JA' dann darf Allgem. Charakteristik des Fonds nicht 'OGAW' sein. Weiters darf bei 'JA' die Zugehörigkeit zu Rahmenwerk nicht 'RK46', 'RK75', 'NK166', 'NKSP', 'NKSPA', 'NKSPI', 'NKPIF', 'NKPZV', 'NKZVE', ('EUSEF', 'EUVEC', 'ELTIF') sein. commidities / real estate nciht zum Vertrieb in US bestimmt not distibuted in US JA ist nur bei der Fondskategorie Rentenfonds, Geldmarktfonds oder Real Estate Fonds möglich. financial security fund JA ist nur bei der Fondskategorie Rentenfonds, Geldmarktfonds, Gemischte Fonds oder Real Estate Fonds möglich. cash reserves fund FATCA compliant Flag FATCA compliant JA ist nur bei der Fondskategorie Rentenfonds, Geldmarktfonds, Gemischte Fonds oder Real Estate Fonds möglich. pension fund flag Fondskategorie ein 'Rentenfonds' oder 'Gemischter Fonds' sein. inflation protectedflag 2.5. Pensionsinvestmentfonds PIF Pensionsinvestmentfonds ZVE Zukunftsvorsorge-PIF (reine Fondslösung) NEIN Nein Bei PIF und ZVE kann die Allg. Charakteristik des Fonds nicht 'OGAW' sein und die Fondskategorie muss 'Gemischter Fonds' sein. pension fund type - Bei 'JA' muss die Fondskategorie ein 'Rentenfonds' oder 'Gemischter Fonds' sein. Convertibles allowed flag - Bei 'JA' muss die Fondskategorie ein 'Rentenfonds' oder 'Gemischter Fonds' sein. ABS / MBS flag - Bei 'JA' darf die Fondskategorie nicht 'Geldmarktfonds' sein. sustainable fund Lizenz Hinweis notwendig license notice required 2.8. Master Feeder Fonds MSTER Master FDER Feeder NEIN Nein - Bei FDER muss Fondstyp 'FOF' sein. master or feeder fund KEST Meldefonds Flag capital gains tax flag 5.4. Kapitalisierung/Aktien SMCAP Small Caps LMCAP Large Caps/Mid Caps - Fondskategorie darf nur ein Code aus 'Gemischter Fonds', 'Aktienfonds' oder 'Private Equity Fonds' sein. equity capitalization Unterliegt dem KESt Zinesen §98 EStG §98 EStG applicapable 5.14 Industrieschwerpunkt industry focus 5.13 Anlage in alternativen Investments (gemäß § 166 Abs 1 Z 3 InvFG 2011) NEIN keine AIK10 bis 10% AIM10 mehr als 10% - 'NEIN' ist zwingend bei Allgem. Charakteristik des Fonds 'OGAW' zu verwenden. - Bei 'AIK10' und 'AIM10' darf Allgem. Charakteristik des Fonds nicht 'OGAW' sein. (Beachte § 166 Abs. 1 Z 3 InvFG 2011) alternative investment percentage allowed Laufzeitenfonds Flag closed ended fund flag Laufzeitenede maturity Garantiefonds Flag investement protected fund flag 3.7. Immobilien/InvFG IMM10 Anteil/Immobilienfonds bis zu 10% IMM20 Anteil/Immobilienfonds bis zu 20% - IMM10 und IMM20 dürfen bei Allgem. Charakteristik des Fonds nicht 'OGAW' haben und als Fondskategorie keinen der 'Real Estate Fonds'. (Beachte § 166 Abs. 1 Z 4 InvFG 2011) type of real estate fund - Wenn 'JA' dann darf Allgem. Charakteristik des Fonds nicht 'OGAW' sein. Weiters darf bei 'JA' die Zugehörigkeit zu Rahmenwerk nicht 'RK46', 'RK75', 'NK166', 'NKSP', 'NKSPA', 'NKSPI', 'NKPIF', 'NKPZV', 'NKZVE', ('EUSEF', 'EUVEC', 'ELTIF'), 'IMMO' oder 'IMMOG' sein. Commodity allowed flag 3.5. Preismeldung an OeKB TGL tägliche Preismeldung NTGL nicht tägliche Preismeldung NEIN keine Preismeldung daily price delivery to OeKB 3.6. Art der Preisberechnung DAT+1 Datum Fondspreis = Bewertungsdatum plus 1 Tag DAT Datum Fondspreis = Bewertungsdatum price day is eod assets (T / T+1) Art der Preisveröffentlichung der ÖKB Price distribution OeKB Kontaktname für Rückfragen contact name Kontakt Email contacts email address Kontakt Telefonnummer contat telefone number Anmerkungen comments aktuelles Datum actual date Identnummer der Oesterreichischen Nationalbank: maximal 8 stellig nummerisch mit Prüfziffer International Securities Identification Number (12 chars) Bloomberg identifiers Bloomberg Ticker Bloomberg exchange Bloomberg market Bloomberg Global Identifier (12 chars) Committee on Uniform Security Identification Procedures (9 chars) German Wertpapier-Kenn-Nummer (6 chars) Legal Entity Identification for Financial Contracts (20 chars) Market Exchange Identifier Reuters Instrument Code Stock Exchange Daily Official List (6 chars) Local swiss security number Business Identifier Code from SWIFT (3-12 chars) All other identifiers (with listed or free type) The ISOCountryCodeType is a type for decoding ISO-CountryCodes. It is used the two-letter ISO-CountryCodes (ISO 3166-1alpha-2). It is of the type string and has a length from exactly two letters. Der ISOCountryCodeType stellt einen einfachen Typ zur Verarbeitung von ISO-Laendercodes bereit. Verwendet werden die zweistelligen ISO-Waehrungscodes (ISO 3166-1alpha-2). Er ist vom Typ string und hat eine Laenge von zwei Zeichen. Three-letter ISO-CurrencyCode (ISO 4217) Dreistelliger ISO-Waehrungscode (ISO 4217) The ISOLanguageCodeType is a type for decoding ISO 639-1 Language Code. It is of the type string and has a length from exactly two letters. BIC Code (SWIFT) Legal Entity Identifier (LEI) (ISO 17442 standard) of the Entity or if not available the Interim Entity Identifier (IEI): •Characters 1-4: A four character prefix allocated uniquely to each LOU. •Characters 5-6: Two reserved characters set to zero. •Characters 7-18: Entity - specific part of the code generated and assigned by LOUs according to transparent, sound and robust allocation policies. •Characters 19-20: Two check digits International Securities Identification Number (according to ISO 6166) The PercentageType defines the percentage-values. It is derived from decimal. To decimal there is no modification. Percentage values can be expressed in three was: For 3.5 % it can be written as 3.5 or 1.035 or 0.035. For FundsXML percentage value has to be written as 3.5 Der PercentageType definiert die Prozentwerte. Abgeleitet ist er von decimal. Veraendert wurde er nicht. Bei Prozentwerten kann man je nach Definition fuer 3, 5 % die Werte 3.5 oder 1.035 oder 0.035 angeben. Mit diesem Typ dokumentiert FundsXML, dass fuer Prozentwerte die Auspraegung 3.5 benutzt werden muss um eine einheitliche Auspraegung fuer den Datenaustausch zwischen Firmen zu erreichen. Name of attribute Type of attribute: T ... Text N ... Number D ... Date B ... Boolean Amount in different currencies Betrag in verschiedenen Waehrungen Amounts in currency as defined in attribute Betrag in frei waehlbarer Waehrung Amount in different currencies Betrag in verschiedenen Waehrungen Amounts in currency as defined in attribute Betrag in frei waehlbarer Waehrung Frequency: DAIL ... Daily MNTH ... Monthly QURT ... Quarterly SEMI ... Semiannual TWMN ... Twomonthly TWWK ... Twoweekly WEEK ... Weekly YEAR Country of authority defining the list of valid data suppliers (e.g. AT, DE, ...) Code of supplier (unique per country) Name of data supplier Type of data supplier (e.g. IC, CB, NB, Vendor, ...) Contact details (name, phone, email) Information whether the calculated total asset value is an official, estimated or technical value The total amount of net assets of an investment vehicle calculated as the sum of all portfolio holdings including liabilities Total gross assets of closed ended funds and open material assets funds, which means the still existing retail and special real estate funds of the "old" world. Real investment excluding liabilities Number of shares which are issued and used as a basis for the calculation of the NAV Weight of the share class within the fund in percentage (sum is 100%) Additional total asset values (Swing, Maturity, ...) Select the total asset type you would like to communicate (SWING, MATURITY, MARKET,HOLD TO MATURITY) The total amount of net assets of an investment vehicle calculated as the sum of all portfolio holdings including liabilities Total gross assets of closed ended funds and open material assets funds, which means the still existing retail and special real estate funds of the "old" world. Real investment excluding liabilities Weight of the share class within the fund in percentage (sum is 100%) Assets under Management Type Date for which the information is valid Currency The amount of net assets of an investment vehicle calculated as the sum of all portfolio holdings including liabilities, which one has to subtract Gross assets of closed ended funds and open material assets funds, which means the still existing retail and special real estate funds of the "old" world. Real investment without taking into account liabilities Country specific code for share class type D ... Distributing P ... Partly Distributing R ... Reinvesting Short description of share class type (keywords) Long description of share class type Identifiers of company Name of company Legal (full) name of company Legal form of company Address of company Country code of main business of company Parent company (if applicable) Identifiers of issuer Name of issuer Country code of issuer (country of headquarter) Country code of main business of issuer complex Element designed to describe any text or commentary related to a fund like "Investment strategy", "Management outlook", "company profile"... ISO Code of Language used in {Title} and {Content} Sprache der Feldinhalte von {Title} und {Content} Date fund text is valid Gültigkeitsdatum des Fondstextes Enumeration of predefined fund text types Art des Fondstextes (gemäß vorderfinierter Liste) Free description of fund text (for those not listed above) Freie Beschreibung der Art des Fondstextes (falls nicht in vorderfinierter Liste der Fondstextarten vorhanden) Title of fund text in specified language Titel/Überschrift des Fondstextes in oben angegebener Sprache Fund text itself in specified language Inhalt des Fondstextes in oben angegebener Sprache Fund text can be used in these countries Fondstext kann in den diesen Ländern verwendet werden ISO Country Code of the countries where fund text is applicable Text (max. 1000 characters) Text (max. 500 characters) Text (max. 300 characters) Text (max. 200 characters) Text (max. 256 characters) Text (max. 128 characters) Text (max. 100 characters) Text (max. 64 characters) Text (max. 32 characters) Text (max. 16 characters) Text (max. 8 characters) Text (max. 4 characters) Text (max. 2 characters) Text (max. 1 characters) YES or NO Inform on the price type (different from the official NAV) used for other price communication Select the price type you would like to communicate (SWING, MATURITY, MARKET,HOLD TO MATURITY, ADJUSTED GROSS, ADJUSTED NET) Other price type Net Asset value calculated per share Other price type Subscription price per share Other price type Redemption price per share Official name of fund or corresponding object Full name of fund or share class for umbrella structures Marketing name of fund or corresponding object Short name of fund or corresponding object (max. 100 characters) Previous name of fund or corresponding object Date until previous name of fund or object was valid Name of fund or share classfor different max-space situations Name of fund or share classes in additional languages Legal Entity Identifier of fund List of ISINs for share classes ISIN of share class Day between 1 and 31 Month between 1 and 12 Total NAV (volume) of fund All portfolio related data Type of document Document Type with enumeration: AIFMD AnnualReport AuditReport Factsheet KID Prospectus PRIIPS-KID Description of other document types Version of document Language of document Defines whether document is available in other languages as well List of publication countries of document Three letter ISO code of country Fund of document Subfunds of document Share classes of document Name of document Name of file (including file extension) Defines whether document can be published to the public Description of restrictions Technical format of document: PDF, XML, Excel, Word, Image, ... Defines whether signature is available: No, Digital, Scan Date when document has been generated Date of last change (e.g. for KID) Document is valid till this expiration date Data supplier of document Attributes of document (depending on type of document) Size of document in bytes (exact size of binary data, estimated size in case of download) Link of document for downloading Document in xml base64Binary format Document identifier (unique per data supplier) Timestamp of document generation FundsXML Schema Version (4.0.0, 4.0.1, 4.1.0, ...) Main date for content, if not specified different within section Definition of data source (investment company, vendor, ...) INITIAL, AMEND, DELETE Identifiers of related documents for non-initial data deliveries ISO code of language with two characters List of used schema modules Module name as listed in enumeration Country specific document data Fund identifiers Name of segment Currency of segment Inception, manager, description, ... Total asset values, portfolio data List of share classes of segment Static and dynamic data of a share class Data related to subsegments / subpockets of funds (typically managed by different fund managers) Direct reporting according to European regulatory reporting frameworks Reporting data for investors according to COMMISSION DELEGATED REGULATION (EU) No 148/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories According to EUROPEAN MIFID TEMPLATE - EMT V1.0 as of 2017-08-03 Identifiers of fund Names of fund Main currency of fund (typically used by custodian for calculation of total NAV) Defines whether this is a single fund or an umbrella like structure with subfunds Definition of data source (investment company, vendor, ...) Main static data of fund (Fiscal Year, Custody, ...) Dynamic data of fund (total values, holdings, transactions, breakdowns, ...) Use this node for non-umbrella fund structures Use this node for umbrella fund structures Static and dynamic data of a subfund Country specific data of fund (as defined in 'FundsXML4_CountrySpecificData_xx.xsd') Identifiers of subfund Names of subfund Currency of subfund Static data of subfund (similar to static data of single fund) Total asset values, portfolio data List of share classes of subfund Static and dynamic data of a share class Data related to segments/pockets of funds (typically managed by different fund managers) Static data of single fund (similar to static data of subfund) List of share classes of single fund Static and dynamic data of a share class Data related to segments/pockets of funds (typically managed by different fund managers) Special enriched inventory for Solvency II. This XML implementation is compatible with the "Tripartite Template". It refers to version 3 dated 13/10/2015 of this "TPT V3" format. EPT 20170728 DRAFT TEMPLATE 1.1 CEPT - 20170621 TEMPLATE 1.0 Characteristics of the fund / portfolio 06010-Proportion (weight) of bonds within the fund/portfolio measured in percentage of market value. 06020-Annualized daily volatility of the fund / portfolio based on the last 250 trading days or, if valuation frequency is lower than daily, the volatility is based on the valuation frequency and annualized. 06030-Asset prices weighted Macaulay-Duration in years of the fund / portfolio Additional information for capital preservation funds/portfolio 06040-Identifies if a capital preservation method is used (Y) or not (N). 06050-100% minus the maximum possible loss in percentage of its market value. 06060-The time period in which a possible loss of a capital perservation funds is measured. "1"= annual" "2"= biannual "4"=quarterly "12"= monthly "24"=bimonthly "52"=weekly "104"=biweekly "252"=daily 06070-Identifies if PI (Portfolio Insurance including CPPI Constant Proportion Portfolio Insurance) is used (Y) or not (N) for capital preservation. 06080-Gives the maximum multiplier value if PI algorithm is us A = Zielmarkt ohne Produktgenehmigung B = Zielmarkt mit Produktgenehmigung C = Kein Zielmarkt nur Produktgenehmigung Alphanumerischer Freitext bis zu 140 Zeichen. Es ist kein „#“ erlaubt“! A = Aktien B = Alternative Investmentfonds - Fonds analog UCITS mit physischer Rohstoffkomponente C = Alternative Investmentfonds - Closed end funds D = Alternative Investmentfonds - Offene Immobilien-fonds E = Alternative Investmentfonds - Single Hedgefonds F = Alternative Investmentfonds - Sonstige (inkl. Dach-Hedgefonds) G = Anleihen (unstrukturiert) H = Anleihen mit Zusatzrechten bzw. besonderer Besicherung I = Anleihen mit Optionsschein J = Contingent convertibles K = Genussrechte L = Gehebelte Produkte (Faktorzertifikate und ETFs mit Hebel > 2 gem.Verlustreporting, Optionsscheine, Knock-outs) M = Investmentfonds (unstrukturiert, inkl. ETF: Ak-N © WM Datenservice Erstellt von: V.Dinges Stand:17.08.2017 Zielmarkt_Fonds.Docx Seite 9 von 15 Spaltenheader csv-Datei Inhalt Zulässige Werte Multi Value J/N tien-, Renten-, Geldmarkt-, Mischfonds) N = Kuxe O = Non-lineare CLNs P = Reverse-Produkte (Zertifikate und ETFs) Q = Strukturierte Anlageprodukte (Zertifikate, struktu-rierte Anleihen, ETCs) R = Strukturierte UCITS bzw. Investmentfonds S = Swap-basierte Fonds T = Worst-of-Zertifikate U = Zertifikate mit Delta1-Abbildung von bekannten Finanzindices A = Produktgenehmigungsprozess nach MiFIDII B = Produktgenehmigungsprozess vergleichbar MiFIDII C = Produktgenehmigungsprozess nicht nach MiFI-DII D = keine Angabe des Emittenten gewünscht J= Ja N= Nein NavDate for all data within this section All positions/holdings of fund/portfolio (including accounts, earnings and fees) Transactions within the portfolio (securities and other assets bought or sold) Earnings data (coupons, dividends, distributions) resulting from security positions Decomposed positions (holdings of share classes are replaced by the scaled down positions of the subfund) Aufgelöste Bestände (Anteilscheinbestände werden durch die anteiligen Bestände des Subfonds ersetzt) All kind of break down data (including currency exposure) List of risk codes (risk indicators, key risk figures) Risiko-Kennzahlen Risk code value Unique identifier referencing the corresponding element in the AssetMasterData block Eindeutige Referenznummer der Stammdaten der Position (muss unter /AssetMasterData/Asset/UniqueID vorhanden sein) Identifiers of instrument (like ISIN, Ticker, ...) Kennnummer des im Portfolio enthaltenen Instrumentes (ISIN, Ticker, ...) Valuation currency (original currency of security/derivative/cash) Bewertungswährung (Währung des Wertpapiers/Derivates/Geldes) Total value of position (including interests ...) Sum of all total values in fund currency must be equal to fund volume (total nav of fund) Additional total values (e.g. Hold-To-Maturity) Percentage of total value based on total asset value (of fund or share class) Average purchase price (considering all transactions related to this position) Mischeinstands-Preis Average purchase fx rates (considering all transactions related to this position) Mischeinstands-Devisenkurs Exposure of position (for different approaches) FX rates used for evaluation of position Pricing source (including OTC positions) Gibt die Kursquelle an (auch für OTC-Positionen) Pricing source with enumeration list Free text pricing source Details for equity positions Details für Aktienpositionen Units of equity Stücke der Aktie im Bestand Price (in different currencies) Preis der Aktie (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Market value of position (excluding dividends) Kurswert der Aktienposition (exklusive Ansprüche) Book rate Buchkurs Purchase value of position Einstandswert der Position Dividends due of position Dividendenforderungen fuer Aktienbestaende Flag indicating that part of position is lended Kennzeichen, dass Teile des Bestandes verliehen wurden Number of lended equities Anzahl der verliehenen Stücke Indicates whether security has been raffled Gibt an, ob das Wertpapier verlost wurde Details for bond positions Nominal value (units) of bond Nominale/Stückzahl der Rentenposition Par value of a bond when it has been bought Clean price (in different currencies) Bewertungskurs (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Dirty Price (including interests) Market value of security position without interests Interest claim net value Netto-Zinsanspruch der Rentenposition Interest claim gross value Brutto-Zinsanspruch der Rentenposition Number of accrued interest days Anzahl der Stueckzins Tage an Interest claim net value of zero bond position Netto-Zinsanspruch der Null-Coupon-Anleihenposition Interest claim gross value of zero bond position Brutto Zinsanspruch des Zerobond an Capital yields tax claim of zero bond position KEST-Anspruch der Null-Coupon-Anleihenposition Yield of zero bond (percentage) Null-Coupon-Anleihenrendite (in Prozent) Index factor of bond Indexfaktor der Anleihe Pool factor of bond Poolfaktor der Anleihe Book rate Buchkurs Purchase Value Einstandswert Indicates whether it is an acrual indexed bond Gibt an ob die Abgrenzung der Indexanleihe erfolgt Date when last coupon will be payed Datum an dem der letzte Kupon gezahlt wird Indicates whether (part of) position is lended Gibt an, ob Bestand (teilweise) verliehen ist Number of lended units Verliehende Stücke Indicates whether bond has been raffled Gibt an, ob das Wertpapier verlost wurde Current value of collateral usage (positive value if received, negative value if delivered from/to counterparty) Details for subfund positions Number of shares Anzahl der Anteilscheine Clean price (in different currencies) Bewertungskurs (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Book rate Buchkurs Purchase Value Einstandswert Dividends due of position Dividendenforderungen fuer Aktienbestaende Indicates whether (part of) position is lended Gibt an, ob Bestand (teilweise) verliehen ist Number of lended units Verliehende Stücke Indicates whether bond has been raffled Gibt an, ob das Wertpapier verlost wurde Details for warrant positions Units of warrant Stücke des Optionsscheines Price (in different currencies) Bewertungskurs (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Book rate Buchkurs Purchase Value Einstandswert Details for certificate Units of certificate Stücke der Aktie im Bestand Indicates whether (part of) position is lended Gibt an, ob Bestand (teilweise) verliehen ist Number of lended units Verliehende Stücke Details for option positions Number of contracts (may be negative) Price (in different currencies) Bewertungskurs (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Book rate Buchkurs Purchase Value Einstandswert Hedging ratio (percentage) Anteil der Position zur Absicherung in Prozent Details for future positions Number of contracts (may be negative) Anzahl der Kontrakte (kann negativ sein) Price (in different currencies) Bewertungskurs (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Preliminary Profit/Loss (current valuation of future position) Vorläufiger Gewinn/Verlust (aktuelle Bewertung der Future-Position) Book rate Buchkurs Daily variation margin Zeigt taeglich den Wert der Variation Margin an Overall value of variation margin Zeigt den Wert der Variation Margin an Hedging ratio (percentage) Anteil der Position zur Absicherung in Prozent Details for FXForward positions Hedging ratio (percentage) Anteil der Position zur Absicherung in Prozent FX-Rate used for evaluation Details for swap positions Hedging ratio (percentage) Anteil der Position zur Absicherung in Prozent Spread on valuation date in basis points (for Credit Default Swaps) Present value of all paid and received premiums (for Credit Default Swaps) positive - receiving premiums negative - paying premiums Valuations of legs Buy or Sell Current Valuation of Leg Details for repos (empty) Details for fixed time deposits Market value of position (without interests) Value of interests Details for call money positions Market value of position (without interests) Value of interests Current value of collateral position paid (negative value) or received from counterparty (positive value) Details for account positions Market value of position (without interests) Value of interests Details for fees (empty) Details for real estate positions Market value of position Aktueller Verkehrswert Rent income Miete (80%) inkl. Abschlagszahlung Rent accruals Aktuelle Mietabgrenzung Maintenance reserve (20%) for the real estate asset Instandhaltungsrücklage (20%) Maintenance provision for the real estate asset Instandhaltungsrückstellung Ancillary costs of the real estate asset Anschaffungsnebenkosten Ancillary costs outstanding offene ANK Ancillary costs already accrued bereits abgegrenzte ANK Rent deposit for the real estate asset Kautionen Oustanding rent receivables offene Mietforderungen Consolidated tax liabilities for the real estate asset Steuerverbindlichkeiten (Sammelposition) Vacancy costs of the real estate asset Leerstands-Betriebskosten Yearly planned costs of maintenance Enthaelt die jährlich geplanten Instanthaltungskosten Other income of the real estate asset; e.g.building lease charges etc. Pacht/Baurechtzins etc. Other assets corresponding to the real estate asset Sonstige Aktiva Other liabilities corresponding to the real estate asset Sonstige Passiva Current market value of other non financial assets corresponding to the real estate asset Sonstige Bewirtschaftungsgüter; Zeitwert zum Stichtag Details for real estate investment trust Units of REIT Stücke der Aktie im Bestand Price (in different currencies) Preis der Aktie (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Market value of position (excluding dividends) Kurswert der Aktienposition (exklusive Ansprüche) Purchase value of position Einstandswert der Position Dividends due of position Dividendenforderungen fuer Aktienbestaende Details for loan positions Market value of position (without interests) Interest accruals Zinsabgrenzung Details for rights Units of right Stücke der Aktie im Bestand Price (in different currencies) Preis der Aktie (in verschiedenen Währungen) Additional prices (e.g. hold to maturity) Market value of position (excluding dividends) Kurswert der Aktienposition (exklusive Ansprüche) Purchase value of position Einstandswert der Position Capital yields tax claim of position KESt-Betrag der Position Inflationary adjustment of position Inflationsausgleich der Position Risk figures of position Risikokennzahlen der Position Risk figure Risikokennzahl Details of underlyings (price, ...) Additional information which does not fit into the nodes above Position underlying details Specific Code as defined in enumeration: Active Share Beta factor Correlation Covariance Delta Duration Expected Shortfall Gamma Information Ratio Jensen alpha Leverage (Gross) Leverage (Limit) Leverage (Usage) Liquidated within 1 day Modified Duration Net Commodity Delta Net CS01 (for credit default swaps) Net DV01 (BVBP) Net equity delta Net FX Delta Sharpe ratio Tracking error Treynor ratio VaR (commitment approach) VaR (gross method) VaR Absolute (Limit) VaR Absolute (UCITS Method) Vega Vega Exposure Volatility of prices Volatility of returns Yield Free code for unlisted codes Value of risk code Wert der Risikokennzahl Frequency of data used for calculation Bezieht sich auf die zur Berechnung verwendete Datenbasis Start of period for risk value Beginn des Kennzahl - Intervalles End of period for risk value Ende des Kennzahl - Intervalles Indicates whether risk value has been annualized (false of not applicable) true - annualisiert false - nicht annualisiert bzw. nicht anwendbar Description of calculation method Beschreibung der Berechnungsmethode Type of exposure (commitment approach, AIFMD, ...) Combination of dimensions (e.g. Currency+AssetType) Currency, Country, AssetType, Duration, Rating, ... Market Value, Exposure, Brutto, Netto, ... Combination of dimension values Percentage in relation to complete portfolio Optional breakdowns on next level Type of total value (e.g. Hold-To-Maturity) Number of look-through levels All share class positions above this percentage limit are decomposed All positions/holdings of fund/portfolio (including accounts and fees) Earning data (single coupon, dividend or distribution) resulting from a security position Unique Earning ID Eindeutige Transaktionsnummer (Auftragsnummer) Indicates whether earning has been cancelled Kennzeichen ob das Erträgnis storniert wurde Earning ID of cancelled earning Unique ID of asset (link to AssetMasterData) Referenz zu den Wertpapierstammdaten Identifiers of instrument (like ISIN, Ticker, ...) Kennnummern des Instrumentes (ISIN, Ticker, ...) Type of earning: Coupon, Dividend, Fund distribution, ... Diese Bezeichnung ist aus dem Dictionary zu entnehmen.Gibt die Ertragsart an: z.B Coupon, Dividend,Fund distribution Closing date / trade date Datum, an dem das Geschaeft abgeschlossen wurde Date when earning has been booked into portfolio Value date Booking currency Buchungswährung Income currency Eträgniswährung Booking value Buchungsbetrag Interests value FX Rates used for this earning Nominal value / units Stuecke / Nominale External reference number of earning transaction Externe Referenznummer der Erträgnisbuchung Account number of earning transaction Kontonummer der Erträgnisbuchung Posting text of earning transaction Buchungstext der Erträgnisbuchung Earning finally settled or not Details specific for coupons, dividends and distributions Aufsplittung in die verschiedenen Ertraegnissarten: - Kupons - Dividenden - Fondsausschuettung Earning details for coupon payments Erträgnis vom Typ Kuponzahlung Unit interests gross value Bruttostueckzinsen der Transaktion Unit interests net value Nettostueckzinsen der Transaktion Capital yields tax value KESt-Betrag der Wertpapiertransaktion EU withholding tax value Betrag der EU Quest Earning details for dividend payments Erträgnis vom Typ Dividendenzahlung Dividend value (per unit) Dividende pro Stück Dividend gross value Bruttobetrag der Dividende Dividend net value Nettobetrag der Dividende Withholding tax value Quest Betrag Ex day of dividend Extag der Dividende Pay day of dividend Auszahlungstag der Dividende Withholding tax quota of dividend Quest-Satz der Dividende Earning details for fund distributions Erträgnis vom Typ Fondsausschüttung Payout value (per unit) Ausschuettung pro Stueck Payout gross value of distribution Brutto-Ausschüttungsbetrag Capital yields tax value (per unit) KESt-Betrag der Ausschüttung (pro Stück) Total capital yields tax value (per unit) KESt-Gesamtbetrag der Ausschüttung (pro Stück) EU withholding tax value (per unit) EU-Quest Betrag pro Stück Total EU withholding tax value EU Quest Gesamtbetrag Payout identic earnings value Ausschüttungsgleicher Ertrag Ex day of distribution Extag der Ausschüttung Unique Transaction ID Eindeutige Transaktionsnummer Indicates whether transaction has been cancelled Kennzeichen ob die Transaktion storniert wurde Transaction ID of cancelled transaction Link to AssetMasterData Referenz zu den Wertpapierstammdaten Identifier(s) of bought or sold asset Currency of security bought or sold BUY, SELL, LENDING_BUY, LENDING_SELL, CORP_ACTION BUY, SELL, LENDING_BUY, LENDING_SELL Settlement currency Abrechnungswährung Date when transaction has been booked Buchungsdatum Valuta date (effective date) Gibt das Valutadatum an Closing date (trade date) Gibt das Datum an, an dem das Geschaefts abgeschlossen wurde Nominal or units or contracts (without sign) Gibt die Stuecke oder Nominale oder Kontraktzahl an (ohne Vorzeichen) Clean price of security (without interests) Dirty price of security (including interests) The originally agreed price of the transaction Market value of asset traded Kurswert des gehandelten Instruments Interest claim gross of traded instrument Brutto-Zinsanspruch des gehandelten Wertpapieres/Derivates/Geldes Interest claim gross of traded zero bond Brutto-Zinsanspruch der Null-Coupon-Anleihe Dirty value (total value) including accruels/interests Gesamtwert des gehandelten Instrumentes (Kurswert plus Ansprüche/Zinsen) Settlement amount (including fees) Buchungsbetrag (enthält auch die Spesen) Capital gains tax per share Gibt die KESt pro Stueck des Subfonds an EU withholding tax per share Gibt die EU Quest pro Stueck an FX rates of transaction Devisenkurse der Transaktion Expenses/fees of transaction Spesen der Transaktion Type of price used for transaction (e.g. Spot rate, Opening rate, Closing rate, Fill or Kill). Valid options are defined in the dictionary. Gibt die Art des Kurses an der bei der Wertpapiertransaktion verwendet wurde(wie z.B. Spot rate, Opening rate, Closing rate, Fill or Kill). Diese Bezeichnung ist aus dem Dictionary zu entnehmen. Posting text of transaction (typically provided by the fund accounting system) Buchungstext der Transaktion (üblicherweise vom Fondsbuchhaltungssystem zur Verfügung gestellt) Account number used for transaction Gibt das bei der Transaktion verwendete Konto an Indicates whether transaction has to consider SPEST Gibt an ob das Geschaeft SPEST-Pflichtig ist (Boolean: true / false) Counterparty details of transaction Kontrahent der Transaktion Profit/Loss amount of the transaction in fund currency. Differentiation of transaction type among: - Derivatives - Bonds - Corporate actions and further detail related to the respective type of transaction. Zeigt den Gewinn/Verlust der Transaktion in Fondswaehrung Transaction finally settled or not Additional data for specialized transactions (derivatives, bonds, corporate actions, Forex) Unterscheidung der Transaktionsart in: - Derrivative - Renten - Kapitalmassnahmen und Angabe der durch die Transaktionsart bestimmten Detail-Daten Details for derivative transactions Enthaelt das Kennzeichen, ob das Geschaeft zur Absicherung oder zur Spekulationszwecken gemacht wurde Enthaelt das Kennzeichen, ob es sich bei dem Geschaeft um ein Opening,Closing oder Barausgleich handelt Details for bond transactions Zeigt die BruttostuecKZinsen der Transaktion Zeigt die StuecKZinstage der Transaktion Gibt die KESt Betrag der Transaktion an Gibt den KESt-Betrag fuer Zerobonds an Gibt den EU Quest Betrag an Gibt den EU Quest Zero Bond Betrag an Gibt den EU Quest Zinsanteil an Gibt den Poolfaktor der Wertpapiertransaktion Gibt die Hoehe des Index-Ratio der Rente an Gibt den Buchungsbedingten Abgrenzungsbetrag fuer Indexanleihen an Gibt den Inflationsausgleich an Buchungbedingter Inflationsausgleich Gibt den Buchungsbedingten Abgrenzungsbetrag fuer Indexanleihen an Enthaelt das Kennzeichen, ob die Wertpapiertransaktion ohne Kupon abgerechnet wird Details for corporate actions Source security of corporate action Kennnummer von welcher der Bestand weggebucht wird Link to AssetMasterData Referenz zu den Wertpapierstammdaten Enhaelt das Bezugsverhaeltnis von ***Should be "UnitsExDate" Anzahl der Stuecke, die vom Bestand weggebucht werden Gibt den Kurs an mit dem der auszubuchende Bestand gebucht wird Gibt den Kurswert an mit dem der auszubuchende Bestand gebucht wird Gibt die Stuecke oder Nominale an Gibt den Devisenkurs an mit dem der auszubuchende Bestand gebucht wird Enthaelt die Zinsen des Wertpapier, welches ausgebucht wird Enthaelt die Waehrung in welcher die Zinsen angegeben sind falls Fremdwaehrung Einstandswert vom auszubuchenden Bestand ****Should be "ValueDate" Valutadatum Enthaelt die Waehrung in welcher die Dividende angegeben ist falls Fremdwaehrung Devisenkurs mit dem die Dividende vom auszubuchenden Bestand gebucht wurde Nettodividende des auszubuchenden Bestandes Quellensteuer der Dividende des auszubuchenden Bestandes Angabe des Gewinn/des Verlustes des auszubuchenden Bestandes Kapitalertragsteuer des auszubuchenden Bestandes EU-QUEST des auszubuchenden Bestandes Destination securities of corporate action Kennnummer auf welche der Bestand gebucht wird Link to AssetMasterData Referenz zu den Wertpapierstammdaten Enhaelt das Bezugsverhaeltnis zu Waehrung des Bestandes der eingebucht wird Gibt den Kurs an, mit dem der einzubuchende Bestand gebucht wird Gibt den Kurswert an, mit dem der einzubuchende Bestand gebucht wird Gibt die Stuecke oder Nominale an Gibt den Devisenkurs an, mit dem der einzubuchende Bestand gebucht wird Enthaelt die Zinsen des Wertpapieres, welches eingebucht wird Enthaelt die Waehrung fuer die Zinsen vom einzubuchenden Betrag Einstandswert des einzubuchenden Bestandes Kapitalertragsteuer des einzubuchenden Bestandes EU-QUEST des einzubuchenden Bestandes S = Split RS = Reversesplit M = Merger SD = Stock dividend NSinS = New Shares in Shares DEM = Demerger RI =Rights issue ESC = Exchange of share certificate CD = Capital Decrease GenM= General Meetings Ex dividend day of the corporate action Extag Valuta day of expenses Gibt das Valutadatum der Spesen an Exchange rate applied for expenses Enthaelt den Devisenkurs der fuer die Spesenbuchung verwendet wird Expenses in fund and/or foreign currency Enthaelt den Spesenbetrag in Fonds- und Fremdwaehrung Account number used for booking of expenses Gibt das Spesenkonto an Unit interests to be used for calculating EU withholding tax Gibt die StuecKZinsen fuer die Berechnung der EU-QUEST an Text document describing details of corporate action Technical format of document: PDF, XML, Excel, Word, Image, ... Link of document for downloading Document in xml base64Binary format Details for FX-Spot trades (amount bought and amount sold) Additional information which does not fit in the existing nodes above